UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut

For UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut, action is Cease and Desist Order; effective date is 2015-05-20; termination date is 2021-09-23; board document is /newsevents/pressreleases/enforcement20150520a.htm; document type is Press Release, verified against its source on 2026-08-11.

Banking organisation: UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut verified
Action: Cease and Desist Order verified
Effective date: 2015-05-20 verified
Termination date: 2021-09-23 verified
Board document: /newsevents/pressreleases/enforcement20150520a.htm verified
Document type: Press Release verified

Sourcefederalreserve.gov

Verified2026-08-11

Review by2026-09-01

DatasetFederal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated

What the source says

2015-05-20,2021-09-23,,,"UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

— federalreserve.gov, retrieved 2026-08-11

Source

federalreserve.govhttps://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv

Last verified against source: 2026-08-11. Due for re-check by 2026-09-01. This page as Markdown · OKF bundle · full dataset as JSON.