**Banking organisation:** New Peoples Bank, Honaker, Virginia

**Action:** Civil Money Penalty,  $4,560

**Effective date:** 2013-10-09

**Board document:** /newsevents/pressreleases/enforcement20131015a.htm

**Document type:** Press Release

> 2013-10-09,,,,"New Peoples Bank, Honaker, Virginia","Civil Money Penalty, $4,560",/newsevents/pressreleases/enforcement20131015a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

New Peoples Bank, Honaker, Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Everbank and EverBank Financial Corp., Jacksonville, Florida

**Action:** Amendment to 4/13/2011 Office of Thrift Supervision Order to Cease and Desist

**Effective date:** 2013-10-16

**Termination date:** 2017-06-08

**Board document:** /newsevents/pressreleases/enforcement20131016a.htm

**Document type:** Press Release

> 2013-10-16,2017-06-08,,,"Everbank and EverBank Financial Corp., Jacksonville, Florida",Amendment to 4/13/2011 Office of Thrift Supervision Order to Cease and Desist,/newsevents/pressreleases/enforcement20131016a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Everbank and EverBank Financial Corp., Jacksonville, Florida — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Commerzbank AG, Frankfurt am Main, Germany and Commerzbank AG New York Branch, New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2013-10-16

**Termination date:** 2023-06-02

**Board document:** /newsevents/pressreleases/enforcement20131017a.htm

**Document type:** Press Release

> 2013-10-16,2023-06-02,,,"Commerzbank AG, Frankfurt am Main, Germany and Commerzbank AG New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20131017a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Commerzbank AG, Frankfurt am Main, Germany and Commerzbank AG New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** United Bank Limited, Karachi, Pakistan, and United Bank Limited New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2013-10-28

**Termination date:** 2018-07-09

**Board document:** /newsevents/pressreleases/enforcement20131031a.htm

**Document type:** Press Release

> 2013-10-28,2018-07-09,,,"United Bank Limited, Karachi, Pakistan, and United Bank Limited New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20131031a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

United Bank Limited, Karachi, Pakistan, and United Bank Limited New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** North Milwaukee Bancshares, Inc., Milwaukee, Wisconsin

**Action:** Written Agreement

**Effective date:** 2013-11-12

**Termination date:** 2016-03-11

**Board document:** /newsevents/pressreleases/enforcement20131114a.htm

**Document type:** Press Release

> 2013-11-12,2016-03-11,,,"North Milwaukee Bancshares, Inc., Milwaukee, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20131114a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

North Milwaukee Bancshares, Inc., Milwaukee, Wisconsin — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Maquoketa State Bank, Maquoketa, Iowa

**Action:** Civil Money Penalty,  $3,990

**Effective date:** 2013-11-18

**Board document:** /newsevents/pressreleases/enforcement20131121a.htm

**Document type:** Press Release

> 2013-11-18,,,,"Maquoketa State Bank, Maquoketa, Iowa","Civil Money Penalty, $3,990",/newsevents/pressreleases/enforcement20131121a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Maquoketa State Bank, Maquoketa, Iowa — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Midland States Bank, Effingham, Illinois

**Action:** Civil Money Penalty,  $5,645

**Effective date:** 2013-11-20

**Board document:** /newsevents/pressreleases/enforcement20131121a.htm

**Document type:** Press Release

> 2013-11-20,,,,"Midland States Bank, Effingham, Illinois","Civil Money Penalty, $5,645",/newsevents/pressreleases/enforcement20131121a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Midland States Bank, Effingham, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Farmers & Miners Bank, Pennington Gap, Virginia

**Action:** Civil Money Penalty,  $4,155

**Effective date:** 2013-12-03

**Board document:** /newsevents/pressreleases/enforcement20131212a.htm

**Document type:** Press Release

> 2013-12-03,,,,"Farmers & Miners Bank, Pennington Gap, Virginia","Civil Money Penalty, $4,155",/newsevents/pressreleases/enforcement20131212a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Farmers & Miners Bank, Pennington Gap, Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Jack Henry & Associates, Inc., Monett, Missouri

**Action:** Written Agreement

**Effective date:** 2013-12-04

**Termination date:** 2016-03-29

**Board document:** /newsevents/pressreleases/enforcement20140311a.htm

**Document type:** Press Release

> 2013-12-04,2016-03-29,,,"Jack Henry & Associates, Inc., Monett, Missouri",Written Agreement,/newsevents/pressreleases/enforcement20140311a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Jack Henry & Associates, Inc., Monett, Missouri — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** THE ROYAL BANK OF SCOTLAND GROUP PLC Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC Edinburgh, Scotland

**Action:** Cease and Desist Order

**Effective date:** 2013-12-11

**Termination date:** 2018-10-10

**Board document:** /newsevents/pressreleases/enforcement20131211a.htm

**Document type:** Press Release

> 2013-12-11,2018-10-10,,,"THE ROYAL BANK OF SCOTLAND GROUP PLC Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC Edinburgh, Scotland",Cease and Desist Order,/newsevents/pressreleases/enforcement20131211a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

THE ROYAL BANK OF SCOTLAND GROUP PLC Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC Edinburgh, Scotland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** THE ROYAL BANK OF SCOTLAND GROUP PLC, Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland

**Action:** Civil Money Penalty,  $50,000,000

**Effective date:** 2013-12-11

**Board document:** /newsevents/pressreleases/enforcement20131211a.htm

**Document type:** Press Release

> 2013-12-11,,,,"THE ROYAL BANK OF SCOTLAND GROUP PLC, Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland","Civil Money Penalty, $50,000,000",/newsevents/pressreleases/enforcement20131211a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

THE ROYAL BANK OF SCOTLAND GROUP PLC, Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** TransPecos Banks, Pecos, Texas

**Action:** Civil Money Penalty,  $2,710

**Effective date:** 2014-01-06

**Board document:** /newsevents/pressreleases/enforcement20140109a.htm

**Document type:** Press Release

> 2014-01-06,,,,"TransPecos Banks, Pecos, Texas","Civil Money Penalty, $2,710",/newsevents/pressreleases/enforcement20140109a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

TransPecos Banks, Pecos, Texas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Tioga State Bank, Spencer, New York

**Action:** Civil Money Penalty,   $4,180

**Effective date:** 2014-01-06

**Board document:** /newsevents/pressreleases/enforcement20140109a.htm

**Document type:** Press Release

> 2014-01-06,,,,"Tioga State Bank, Spencer, New York","Civil Money Penalty, $4,180",/newsevents/pressreleases/enforcement20140109a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Tioga State Bank, Spencer, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** IMB HoldCo LLC, Pasadena, California

**Action:** Cease and Desist Order

**Effective date:** 2014-03-21

**Termination date:** 2018-01-12

**Board document:** /newsevents/pressreleases/enforcement20140321a.htm

**Document type:** Press Release

> 2014-03-21,2018-01-12,,,"IMB HoldCo LLC, Pasadena, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20140321a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

IMB HoldCo LLC, Pasadena, California — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** NBRS Financial Bank, Rising Sun, Maryland

**Action:** Prompt Corrective Action

**Effective date:** 2014-04-07

**Termination date:** 2014-10-17

**Board document:** /newsevents/pressreleases/enforcement20140410a.htm

**Document type:** Press Release

> 2014-04-07,2014-10-17,,,"NBRS Financial Bank, Rising Sun, Maryland",Prompt Corrective Action,/newsevents/pressreleases/enforcement20140410a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

NBRS Financial Bank, Rising Sun, Maryland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** UINTA BANK, MOUNTAIN VIEW, WYOMING

**Action:** Civil Money Penalty,  $9,985

**Effective date:** 2014-04-10

**Board document:** /newsevents/pressreleases/enforcement20140415a.htm

**Document type:** Press Release

> 2014-04-10,,,,"UINTA BANK, MOUNTAIN VIEW, WYOMING","Civil Money Penalty, $9,985",/newsevents/pressreleases/enforcement20140415a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

UINTA BANK, MOUNTAIN VIEW, WYOMING — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of Gueydan, Gueydan, Louisiana

**Action:** Civil Money Penalty,  $10,545

**Effective date:** 2014-05-09

**Board document:** /newsevents/pressreleases/enforcement20140513a.htm

**Document type:** Press Release

> 2014-05-09,,,,"Bank of Gueydan, Gueydan, Louisiana","Civil Money Penalty, $10,545",/newsevents/pressreleases/enforcement20140513a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of Gueydan, Gueydan, Louisiana — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Western Bank, Lordsburg, New Mexico

**Action:** Civil Money Penalty,  $5,410

**Effective date:** 2014-05-16

**Board document:** /newsevents/pressreleases/enforcement20140520a.htm

**Document type:** Press Release

> 2014-05-16,,,,"Western Bank, Lordsburg, New Mexico","Civil Money Penalty, $5,410",/newsevents/pressreleases/enforcement20140520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Western Bank, Lordsburg, New Mexico — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Credit Suisse Group AG, Zurich, Switzerland

**Action:** Cease and Desist Order

**Effective date:** 2014-05-19

**Termination date:** 2025-12-04

**Board document:** /newsevents/pressreleases/enforcement20140519a.htm

**Document type:** Press Release

> 2014-05-19,2025-12-04,,,"Credit Suisse Group AG, Zurich, Switzerland",Cease and Desist Order,/newsevents/pressreleases/enforcement20140519a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Credit Suisse Group AG, Zurich, Switzerland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Credit Suisse AG, Zurich, Switzerland

**Action:** Civil Money Penalty,  $100,000,000

**Effective date:** 2014-05-19

**Board document:** /newsevents/pressreleases/enforcement20140519a.htm

**Document type:** Press Release

> 2014-05-19,,,,"Credit Suisse AG, Zurich, Switzerland","Civil Money Penalty, $100,000,000",/newsevents/pressreleases/enforcement20140519a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Credit Suisse AG, Zurich, Switzerland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Columbus Junction State Bank, Columbus Junction, Iowa

**Action:** Written Agreement

**Effective date:** 2014-05-22

**Termination date:** 2015-11-01

**Board document:** /newsevents/pressreleases/enforcement20140529a.htm

**Document type:** Press Release

> 2014-05-22,2015-11-01,,,"Columbus Junction State Bank, Columbus Junction, Iowa",Written Agreement,/newsevents/pressreleases/enforcement20140529a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Columbus Junction State Bank, Columbus Junction, Iowa — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** CBOA Financial, Inc., Tucson, Arizona

**Action:** Written Agreement

**Effective date:** 2014-05-28

**Termination date:** 2018-02-02

**Board document:** /newsevents/pressreleases/enforcement20140603a.htm

**Document type:** Press Release

> 2014-05-28,2018-02-02,,,"CBOA Financial, Inc., Tucson, Arizona",Written Agreement,/newsevents/pressreleases/enforcement20140603a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

CBOA Financial, Inc., Tucson, Arizona — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Allied First Bancorp, Inc., Oswego, Illinois

**Action:** Written Agreement

**Effective date:** 2014-06-06

**Termination date:** 2020-09-02

**Board document:** /newsevents/pressreleases/enforcement20140610a.htm

**Document type:** Press Release

> 2014-06-06,2020-09-02,,,"Allied First Bancorp, Inc., Oswego, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20140610a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Allied First Bancorp, Inc., Oswego, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First Southern Bank, Boca Raton, Florida

**Action:** Civil Money Penalty,  $4,000

**Effective date:** 2014-06-12

**Board document:** /newsevents/pressreleases/enforcement20140617a.htm

**Document type:** Press Release

> 2014-06-12,,,,"First Southern Bank, Boca Raton, Florida","Civil Money Penalty, $4,000",/newsevents/pressreleases/enforcement20140617a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First Southern Bank, Boca Raton, Florida — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Regions Bank, Birmingham, Alabama

**Action:** Civil Money Penalty, $46,000,000

**Effective date:** 2014-06-25

**Board document:** /newsevents/pressreleases/enforcement20180517a.htm

**Document type:** Press Release

> 2014-06-25,,,,"Regions Bank, Birmingham, Alabama","Civil Money Penalty, $46,000,000",/newsevents/pressreleases/enforcement20180517a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Regions Bank, Birmingham, Alabama — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Turkiye Cumhuriyeti Ziraat Bankasi A.S., Ankara, Turkey and Turkiye Cumhuriyeti Ziraat Bankasi A.S. New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2014-06-25

**Termination date:** 2018-03-20

**Board document:** /newsevents/pressreleases/enforcement20180405a.htm

**Document type:** Press Release

> 2014-06-25,2018-03-20,,,"Turkiye Cumhuriyeti Ziraat Bankasi A.S., Ankara, Turkey and Turkiye Cumhuriyeti Ziraat Bankasi A.S. New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20180405a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Turkiye Cumhuriyeti Ziraat Bankasi A.S., Ankara, Turkey and Turkiye Cumhuriyeti Ziraat Bankasi A.S. New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Cole Taylor Bank, Chicago, Illinois

**Action:** Cease and Desist Order

**Effective date:** 2014-06-26

**Termination date:** 2016-12-01

**Board document:** /newsevents/pressreleases/enforcement20140701b.htm

**Document type:** Press Release

> 2014-06-26,2016-12-01,,,"Cole Taylor Bank, Chicago, Illinois",Cease and Desist Order,/newsevents/pressreleases/enforcement20140701b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Cole Taylor Bank, Chicago, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Cole Taylor Bank, Chicago, Illinois

**Action:** Civil Money Penalty, $3,510,000

**Effective date:** 2014-06-26

**Board document:** /newsevents/pressreleases/enforcement20140701b.htm

**Document type:** Press Release

> 2014-06-26,,,,"Cole Taylor Bank, Chicago, Illinois","Civil Money Penalty, $3,510,000",/newsevents/pressreleases/enforcement20140701b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** BNP Paribas S.A., Paris, France

**Action:** Cease and Desist Order

**Effective date:** 2014-06-30

**Termination date:** 2024-01-22

**Board document:** /newsevents/pressreleases/enforcement20140630a.htm

**Document type:** Press Release

> 2014-06-30,2024-01-22,,,"BNP Paribas S.A., Paris, France",Cease and Desist Order,/newsevents/pressreleases/enforcement20140630a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BNP Paribas S.A., Paris, France — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BNP Paribas, S.A., Paris, France

**Action:** Civil Money Penalty, $508,000,000

**Effective date:** 2014-06-30

**Board document:** /newsevents/pressreleases/enforcement20140630a.htm

**Document type:** Press Release

> 2014-06-30,,,,"BNP Paribas, S.A., Paris, France","Civil Money Penalty, $508,000,000",/newsevents/pressreleases/enforcement20140630a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BNP Paribas, S.A., Paris, France — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** STATE BANK, NEW HAMPTON, IOWA

**Action:** Civil Money Penalty,  $15,785

**Effective date:** 2014-07-17

**Board document:** /newsevents/pressreleases/enforcement20140722a.htm

**Document type:** Press Release

> 2014-07-17,,,,"STATE BANK, NEW HAMPTON, IOWA","Civil Money Penalty, $15,785",/newsevents/pressreleases/enforcement20140722a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

STATE BANK, NEW HAMPTON, IOWA — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** SunTrust Banks, Inc., Atlanta, Georgia SunTrust Bank, Atlanta, Georgia SunTrust Mortgage, Inc., Richmond, Virginia

**Action:** Civil Money Penalty,  $160,000,000

**Effective date:** 2014-07-25

**Board document:** /newsevents/pressreleases/enforcement20140725a.htm

**Document type:** Press Release

> 2014-07-25,,,,"SunTrust Banks, Inc., Atlanta, Georgia SunTrust Bank, Atlanta, Georgia SunTrust Mortgage, Inc., Richmond, Virginia","Civil Money Penalty, $160,000,000",/newsevents/pressreleases/enforcement20140725a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

SunTrust Banks, Inc., Atlanta, Georgia SunTrust Bank, Atlanta, Georgia SunTrust Mortgage, Inc., Richmond, Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Premier Bank, Denver, Colorado

**Action:** Prompt Corrective Action

**Effective date:** 2014-07-29

**Termination date:** 2015-07-10

**Board document:** /newsevents/pressreleases/enforcement20140731a.htm

**Document type:** Press Release

> 2014-07-29,2015-07-10,,,"Premier Bank, Denver, Colorado",Prompt Corrective Action,/newsevents/pressreleases/enforcement20140731a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Premier Bank, Denver, Colorado — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Ackley State Bank, Ackley, Iowa

**Action:** Civil Money Penalty,  $6,000

**Effective date:** 2014-08-01

**Board document:** /newsevents/pressreleases/enforcement20140805a.htm

**Document type:** Press Release

> 2014-08-01,,,,"Ackley State Bank, Ackley, Iowa","Civil Money Penalty, $6,000",/newsevents/pressreleases/enforcement20140805a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Ackley State Bank, Ackley, Iowa — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of Gueydan, Gueydan, Louisiana

**Action:** Written Agreement

**Effective date:** 2014-08-12

**Termination date:** 2018-01-25

**Board document:** /newsevents/pressreleases/enforcement20140814a.htm

**Document type:** Press Release

> 2014-08-12,2018-01-25,,,"Bank of Gueydan, Gueydan, Louisiana",Written Agreement,/newsevents/pressreleases/enforcement20140814a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of Gueydan, Gueydan, Louisiana — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Fulton Financial Corporation, Lancaster, Pennsylvania, and Lafayette Ambassador Bank, Bethlehem, Pennsylvania

**Action:** Cease and Desist Order

**Effective date:** 2014-09-04

**Termination date:** 2019-05-20

**Board document:** /newsevents/pressreleases/enforcement20140909a.htm

**Document type:** Press Release

> 2014-09-04,2019-05-20,,,"Fulton Financial Corporation, Lancaster, Pennsylvania, and Lafayette Ambassador Bank, Bethlehem, Pennsylvania",Cease and Desist Order,/newsevents/pressreleases/enforcement20140909a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Fulton Financial Corporation, Lancaster, Pennsylvania, and Lafayette Ambassador Bank, Bethlehem, Pennsylvania — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Settlers Bank, Marietta, Ohio

**Action:** Civil Money Penalty,  $35,310

**Effective date:** 2014-09-09

**Board document:** /newsevents/pressreleases/enforcement20140911a.htm

**Document type:** Press Release

> 2014-09-09,,,,"Settlers Bank, Marietta, Ohio","Civil Money Penalty, $35,310",/newsevents/pressreleases/enforcement20140911a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Settlers Bank, Marietta, Ohio — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Portage Community Bank, Ravenna, Ohio

**Action:** Civil Money Penalty,  $4,640

**Effective date:** 2014-09-09

**Board document:** /newsevents/pressreleases/enforcement20140911a.htm

**Document type:** Press Release

> 2014-09-09,,,,"Portage Community Bank, Ravenna, Ohio","Civil Money Penalty, $4,640",/newsevents/pressreleases/enforcement20140911a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Portage Community Bank, Ravenna, Ohio — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Santander Holdings USA, Inc., Boston, Massachusetts

**Action:** Written Agreement

**Effective date:** 2014-09-14

**Termination date:** 2017-08-17

**Board document:** /newsevents/pressreleases/enforcement20170824a.htm

**Document type:** Press Release

> 2014-09-14,2017-08-17,,,"Santander Holdings USA, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20170824a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Santander Holdings USA, Inc., Boston, Massachusetts — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Fayette County Bank, St. Elmo, Illinois

**Action:** Prompt Corrective Action

**Effective date:** 2014-10-02

**Termination date:** 2015-06-22

**Board document:** /newsevents/pressreleases/enforcement20141007a.htm

**Document type:** Press Release

> 2014-10-02,2015-06-22,,,"Fayette County Bank, St. Elmo, Illinois",Prompt Corrective Action,/newsevents/pressreleases/enforcement20141007a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Fayette County Bank, St. Elmo, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Centennial Bank, Lubbock, Texas

**Action:** Civil Money Penalty,  $6,395

**Effective date:** 2014-10-22

**Board document:** /newsevents/pressreleases/enforcement20141028a.htm

**Document type:** Press Release

> 2014-10-22,,,,"Centennial Bank, Lubbock, Texas","Civil Money Penalty, $6,395",/newsevents/pressreleases/enforcement20141028a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Centennial Bank, Lubbock, Texas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of Texas, Midland, Texas

**Action:** Civil Money Penalty,  $8,000

**Effective date:** 2014-10-27

**Board document:** /newsevents/pressreleases/enforcement20141028a.htm

**Document type:** Press Release

> 2014-10-27,,,,"Bank of Texas, Midland, Texas","Civil Money Penalty, $8,000",/newsevents/pressreleases/enforcement20141028a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of Texas, Midland, Texas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** PointBank, Pilot Point, Texas

**Action:** Civil Money Penalty,  $8,810

**Effective date:** 2014-11-06

**Board document:** /newsevents/pressreleases/enforcement20141113a.htm

**Document type:** Press Release

> 2014-11-06,,,,"PointBank, Pilot Point, Texas","Civil Money Penalty, $8,810",/newsevents/pressreleases/enforcement20141113a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

PointBank, Pilot Point, Texas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Tennessee State Bank, Pigeon Forge, Tennessee

**Action:** Civil Money Penalty,  $22,155

**Effective date:** 2014-11-26

**Board document:** /newsevents/pressreleases/enforcement20141204a.htm

**Document type:** Press Release

> 2014-11-26,,,,"Tennessee State Bank, Pigeon Forge, Tennessee","Civil Money Penalty, $22,155",/newsevents/pressreleases/enforcement20141204a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Tennessee State Bank, Pigeon Forge, Tennessee — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Commerzbank AG, Frankfurt am Main, Germany

**Action:** Cease and Desist Order

**Effective date:** 2015-03-12

**Termination date:** 2023-06-02

**Board document:** /newsevents/pressreleases/enforcement20150312b.htm

**Document type:** Press Release

> 2015-03-12,2023-06-02,,,"Commerzbank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20150312b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Commerzbank AG, Frankfurt am Main, Germany — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Commerzbank AG, Frankfurt am Main, Germany

**Action:** Civil Money Penalty,  $200,000,000

**Effective date:** 2015-03-12

**Board document:** /newsevents/pressreleases/enforcement20150312b.htm

**Document type:** Press Release

> 2015-03-12,,,,"Commerzbank AG, Frankfurt am Main, Germany","Civil Money Penalty, $200,000,000",/newsevents/pressreleases/enforcement20150312b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Truxton Trust Company, Nashville, Tennessee

**Action:** Civil Money Penalty, $11,285

**Effective date:** 2015-04-29

**Board document:** /newsevents/pressreleases/enforcement20150505a.htm

**Document type:** Press Release

> 2015-04-29,,,,"Truxton Trust Company, Nashville, Tennessee","Civil Money Penalty, $11,285",/newsevents/pressreleases/enforcement20150505a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Truxton Trust Company, Nashville, Tennessee — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** The Freedom Bank of Virginia, Fairfax, Virginia

**Action:** Civil Money Penalty, $2,100

**Effective date:** 2015-05-11

**Board document:** /newsevents/pressreleases/enforcement20150512a.htm

**Document type:** Press Release

> 2015-05-11,,,,"The Freedom Bank of Virginia, Fairfax, Virginia","Civil Money Penalty, $2,100",/newsevents/pressreleases/enforcement20150512a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

The Freedom Bank of Virginia, Fairfax, Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BANK OF AMERICA CORPORATION, Charlotte, North Carolina

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2019-11-22

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,2019-11-22,,,"BANK OF AMERICA CORPORATION, Charlotte, North Carolina",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BANK OF AMERICA CORPORATION, Charlotte, North Carolina — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BARCLAYS BANK PLC London, England and BARCLAYS BANK PLC NEW YORK BRANCH New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2020-06-25

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,2020-06-25,,,"BARCLAYS BANK PLC London, England and BARCLAYS BANK PLC NEW YORK BRANCH New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BARCLAYS BANK PLC London, England and BARCLAYS BANK PLC NEW YORK BRANCH New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Citigroup, Inc., New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2023-10-19

**Board document:** /newsevents/pressreleases/enforcement20231026a.htm

**Document type:** Press Release

> 2015-05-20,2023-10-19,,,"Citigroup, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20231026a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Citigroup, Inc., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** JPMORGAN CHASE & CO.New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2021-08-03

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,2021-08-03,,,"JPMORGAN CHASE & CO.New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

JPMORGAN CHASE & CO.New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland and RBS SECURITIES INC.Stamford, Connecticut

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2020-02-12

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,2020-02-12,,,"THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland and RBS SECURITIES INC.Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland and RBS SECURITIES INC.Stamford, Connecticut — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut

**Action:** Cease and Desist Order

**Effective date:** 2015-05-20

**Termination date:** 2021-09-23

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,2021-09-23,,,"UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BANK OF AMERICA CORPORATION, Charlotte, North Carolina

**Action:** Civil Money Penalty,  $205,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"BANK OF AMERICA CORPORATION, Charlotte, North Carolina","Civil Money Penalty, $205,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland

**Action:** Civil Money Penalty,  $274,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland","Civil Money Penalty, $274,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BARCLAYS BANK PLC London, England

**Action:** Civil Money Penalty,  $342,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"BARCLAYS BANK PLC London, England","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BARCLAYS BANK PLC London, England — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Citigroup, Inc., New York, New York

**Action:** Civil Money Penalty,  $342,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"Citigroup, Inc., New York, New York","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** JPMORGAN CHASE & CO. New York, New York

**Action:** Civil Money Penalty,  $342,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"JPMORGAN CHASE & CO. New York, New York","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

JPMORGAN CHASE & CO. New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** UBS AG Zurich, Switzerland

**Action:** Civil Money Penalty,  $342,000,000

**Effective date:** 2015-05-20

**Board document:** /newsevents/pressreleases/enforcement20150520a.htm

**Document type:** Press Release

> 2015-05-20,,,,"UBS AG Zurich, Switzerland","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

UBS AG Zurich, Switzerland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Discover Financial Services, Riverwoods, Illinois

**Action:** Written Agreement

**Effective date:** 2015-05-26

**Termination date:** 2020-02-05

**Board document:** /newsevents/pressreleases/enforcement20150528a.htm

**Document type:** Press Release

> 2015-05-26,2020-02-05,,,"Discover Financial Services, Riverwoods, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150528a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Discover Financial Services, Riverwoods, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** State Street Corporation and State Street Bank and Trust Company, both of Boston, Massachusetts

**Action:** Written Agreement

**Effective date:** 2015-05-28

**Termination date:** 2020-05-29

**Board document:** /newsevents/pressreleases/enforcement20150601a.htm

**Document type:** Press Release

> 2015-05-28,2020-05-29,,,"State Street Corporation and State Street Bank and Trust Company, both of Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20150601a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

State Street Corporation and State Street Bank and Trust Company, both of Boston, Massachusetts — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BCBank, Incorporated, Philippi, West Virginia

**Action:** Civil Money Penalty,  $5,000

**Effective date:** 2015-06-01

**Board document:** /newsevents/pressreleases/enforcement20150604a.htm

**Document type:** Press Release

> 2015-06-01,,,,"BCBank, Incorporated, Philippi, West Virginia","Civil Money Penalty, $5,000",/newsevents/pressreleases/enforcement20150604a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BCBank, Incorporated, Philippi, West Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First Iowa State Bank, Keosauqua, Iowa

**Action:** Civil Money Penalty,  $7,500

**Effective date:** 2015-06-01

**Board document:** /newsevents/pressreleases/enforcement20150604a.htm

**Document type:** Press Release

> 2015-06-01,,,,"First Iowa State Bank, Keosauqua, Iowa","Civil Money Penalty, $7,500",/newsevents/pressreleases/enforcement20150604a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First Iowa State Bank, Keosauqua, Iowa — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of the Orient, San Francisco, California

**Action:** Cease and Desist Order

**Effective date:** 2015-06-17

**Termination date:** 2017-06-07

**Board document:** /newsevents/pressreleases/enforcement20150623a.htm

**Document type:** Press Release

> 2015-06-17,2017-06-07,,,"Bank of the Orient, San Francisco, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20150623a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of the Orient, San Francisco, California — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Fayette County Bank, St. Elmo, Illinois

**Action:** Written Agreement

**Effective date:** 2015-06-22

**Termination date:** 2017-05-26

**Board document:** /newsevents/pressreleases/enforcement20150625a.htm

**Document type:** Press Release

> 2015-06-22,2017-05-26,,,"Fayette County Bank, St. Elmo, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150625a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Fayette County Bank, St. Elmo, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Seaway Bancshares, Inc., Chicago, Illinois

**Action:** Written Agreement

**Effective date:** 2015-06-24

**Termination date:** 2017-01-27

**Board document:** /newsevents/pressreleases/enforcement20150702a.htm

**Document type:** Press Release

> 2015-06-24,2017-01-27,,,"Seaway Bancshares, Inc., Chicago, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150702a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Seaway Bancshares, Inc., Chicago, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Utrecht, Netherlands and Rabobank Nederland New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2015-06-30

**Termination date:** 2025-05-29

**Board document:** /newsevents/pressreleases/enforcement20150702a.htm

**Document type:** Press Release

> 2015-06-30,2025-05-29,,,"Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Utrecht, Netherlands and Rabobank Nederland New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20150702a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Utrecht, Netherlands and Rabobank Nederland New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Santander Holdings USA, Inc., Boston, Massachusetts

**Action:** Written Agreement

**Effective date:** 2015-07-02

**Termination date:** 2018-08-14

**Board document:** /newsevents/pressreleases/enforcement20180816a.htm

**Document type:** Press Release

> 2015-07-02,2018-08-14,,,"Santander Holdings USA, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20180816a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Santander Holdings USA, Inc., Boston, Massachusetts — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Raton Capital Corporation, Raton, New Mexico

**Action:** Written Agreement

**Effective date:** 2015-07-10

**Termination date:** 2017-02-03

**Board document:** /newsevents/pressreleases/enforcement20150714a.htm

**Document type:** Press Release

> 2015-07-10,2017-02-03,,,"Raton Capital Corporation, Raton, New Mexico",Written Agreement,/newsevents/pressreleases/enforcement20150714a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Raton Capital Corporation, Raton, New Mexico — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** China Construction Bank Corporation, Beijing, People's Republic of China, and China Construction Bank New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2015-07-16

**Termination date:** 2025-06-19

**Board document:** /newsevents/pressreleases/enforcement20150721a.htm

**Document type:** Press Release

> 2015-07-16,2025-06-19,,,"China Construction Bank Corporation, Beijing, People's Republic of China, and China Construction Bank New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20150721a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

China Construction Bank Corporation, Beijing, People's Republic of China, and China Construction Bank New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Four Oaks Bank & Trust Company, Four Oaks, North Carolina

**Action:** Written Agreement

**Effective date:** 2015-07-30

**Termination date:** 2017-04-28

**Board document:** /newsevents/pressreleases/enforcement20150804a.htm

**Document type:** Press Release

> 2015-07-30,2017-04-28,,,"Four Oaks Bank & Trust Company, Four Oaks, North Carolina",Written Agreement,/newsevents/pressreleases/enforcement20150804a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Four Oaks Bank & Trust Company, Four Oaks, North Carolina — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** OSB Community Bank, Brooklyn, Michigan

**Action:** Written Agreement

**Effective date:** 2015-07-30

**Termination date:** 2018-08-30

**Board document:** /newsevents/pressreleases/enforcement20150806a.htm

**Document type:** Press Release

> 2015-07-30,2018-08-30,,,"OSB Community Bank, Brooklyn, Michigan",Written Agreement,/newsevents/pressreleases/enforcement20150806a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

OSB Community Bank, Brooklyn, Michigan — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Cecil Bank, Elkton, Maryland

**Action:** Prompt Corrective Action

**Effective date:** 2015-08-07

**Termination date:** 2017-12-13

**Board document:** /newsevents/pressreleases/enforcement20171219a.htm

**Document type:** Press Release

> 2015-08-07,2017-12-13,,,"Cecil Bank, Elkton, Maryland",Prompt Corrective Action,/newsevents/pressreleases/enforcement20171219a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Cecil Bank, Elkton, Maryland — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** INDEPENDENT BANK, Grand Rapids, Michigan

**Action:** Civil Money Penalty, $56,205

**Effective date:** 2015-08-27

**Board document:** /newsevents/pressreleases/enforcement20150910a.htm

**Document type:** Press Release

> 2015-08-27,,,,"INDEPENDENT BANK, Grand Rapids, Michigan","Civil Money Penalty, $56,205",/newsevents/pressreleases/enforcement20150910a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

INDEPENDENT BANK, Grand Rapids, Michigan — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First State Bank of Colorado, Hotchkiss, Colorado

**Action:** Civil Money Penalty,  $9,285

**Effective date:** 2015-09-18

**Board document:** /newsevents/pressreleases/enforcement20150922a.htm

**Document type:** Press Release

> 2015-09-18,,,,"First State Bank of Colorado, Hotchkiss, Colorado","Civil Money Penalty, $9,285",/newsevents/pressreleases/enforcement20150922a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First State Bank of Colorado, Hotchkiss, Colorado — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Crédit Agricole S.A., Paris, France, and Crédit Agricole Corporate and Investment Bank, Paris, France

**Action:** Cease and Desist Order

**Effective date:** 2015-10-19

**Termination date:** 2026-03-25

**Board document:** /newsevents/pressreleases/enforcement20151020a.htm

**Document type:** Press Release

> 2015-10-19,2026-03-25,,,"Crédit Agricole S.A., Paris, France, and Crédit Agricole Corporate and Investment Bank, Paris, France",Cease and Desist Order,/newsevents/pressreleases/enforcement20151020a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Crédit Agricole S.A., Paris, France, and Crédit Agricole Corporate and Investment Bank, Paris, France — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Credit Agricole S.A. Paris, France

**Action:** Civil Money Penalty,  $90,300,000

**Effective date:** 2015-10-19

**Board document:** /newsevents/pressreleases/enforcement20151020a.htm

**Document type:** Press Release

> 2015-10-19,,,,"Credit Agricole S.A. Paris, France","Civil Money Penalty, $90,300,000",/newsevents/pressreleases/enforcement20151020a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Credit Agricole S.A. Paris, France — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany

**Action:** Cease and Desist Order

**Effective date:** 2015-11-04

**Board document:** /newsevents/pressreleases/enforcement20151104a.htm

**Document type:** Press Release

> 2015-11-04,,,,"Deutsche Bank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20151104a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Deutsche Bank AG, Frankfurt am Main, Germany — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany

**Action:** Civil Money Penalty,  $58,000,000

**Effective date:** 2015-11-04

**Board document:** /newsevents/pressreleases/enforcement20151104a.htm

**Document type:** Press Release

> 2015-11-04,,,,"Deutsche Bank AG, Frankfurt am Main, Germany","Civil Money Penalty, $58,000,000",/newsevents/pressreleases/enforcement20151104a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** The Bank of Nova Scotia, Toronto, Canada, and Bank of Nova Scotia New York Agency, New York, New York

**Action:** Written Agreement

**Effective date:** 2015-11-05

**Termination date:** 2023-05-18

**Board document:** /newsevents/pressreleases/enforcement20151110a.htm

**Document type:** Press Release

> 2015-11-05,2023-05-18,,,"The Bank of Nova Scotia, Toronto, Canada, and Bank of Nova Scotia New York Agency, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20151110a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

The Bank of Nova Scotia, Toronto, Canada, and Bank of Nova Scotia New York Agency, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** East West Bank, Pasadena, California

**Action:** Written Agreement

**Effective date:** 2015-11-09

**Termination date:** 2018-07-18

**Board document:** /newsevents/pressreleases/enforcement20151112a.htm

**Document type:** Press Release

> 2015-11-09,2018-07-18,,,"East West Bank, Pasadena, California",Written Agreement,/newsevents/pressreleases/enforcement20151112a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

East West Bank, Pasadena, California — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Tri-County Bank, Brown City, Michigan

**Action:** Civil Money Penalty,  $5000

**Effective date:** 2015-11-18

**Board document:** /newsevents/pressreleases/enforcement20151124a.htm

**Document type:** Press Release

> 2015-11-18,,,,"Tri-County Bank, Brown City, Michigan","Civil Money Penalty, $5000",/newsevents/pressreleases/enforcement20151124a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Tri-County Bank, Brown City, Michigan — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** The Bank of Monroe, Union, West Virginia

**Action:** Civil Money Penalty,  $28,640

**Effective date:** 2015-11-23

**Board document:** /newsevents/pressreleases/enforcement20151124a.htm

**Document type:** Press Release

> 2015-11-23,,,,"The Bank of Monroe, Union, West Virginia","Civil Money Penalty, $28,640",/newsevents/pressreleases/enforcement20151124a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

The Bank of Monroe, Union, West Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Habib Bank Limited, Karachi, Pakistan and Habib Bank Limited New York Branch, New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2015-12-11

**Termination date:** 2020-09-22

**Board document:** /newsevents/pressreleases/enforcement20151217a.htm

**Document type:** Press Release

> 2015-12-11,2020-09-22,,,"Habib Bank Limited, Karachi, Pakistan and Habib Bank Limited New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20151217a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Habib Bank Limited, Karachi, Pakistan and Habib Bank Limited New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Calumet County Bank, Brillion, Wisconsin

**Action:** Written Agreement

**Effective date:** 2015-12-17

**Termination date:** 2016-05-31

**Board document:** /newsevents/pressreleases/enforcement20151222a.htm

**Document type:** Press Release

> 2015-12-17,2016-05-31,,,"Calumet County Bank, Brillion, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20151222a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Calumet County Bank, Brillion, Wisconsin — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Higher One, Incorporated, New Haven, Connecticut

**Action:** Cease and Desist Order

**Effective date:** 2015-12-23

**Termination date:** 2018-09-10

**Board document:** /newsevents/pressreleases/enforcement20151223a.htm

**Document type:** Press Release

> 2015-12-23,2018-09-10,,,"Higher One, Incorporated, New Haven, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20151223a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Higher One, Incorporated, New Haven, Connecticut — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Higher One, Incorporated, New Haven, Connecticut

**Action:** Civil Money Penalty,  $2,231,250

**Effective date:** 2015-12-23

**Board document:** /newsevents/pressreleases/enforcement20151223a.htm

**Document type:** Press Release

> 2015-12-23,,,,"Higher One, Incorporated, New Haven, Connecticut","Civil Money Penalty, $2,231,250",/newsevents/pressreleases/enforcement20151223a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Covenant Bancgroup, Inc., Leeds, Alabama

**Action:** Written Agreement

**Effective date:** 2015-12-28

**Termination date:** 2018-08-07

**Board document:** /newsevents/pressreleases/enforcement20180823a.htm

**Document type:** Press Release

> 2015-12-28,2018-08-07,,,"Covenant Bancgroup, Inc., Leeds, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20180823a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Covenant Bancgroup, Inc., Leeds, Alabama — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** HSBC North America Holdings, Inc., New York, New York

**Action:** Civil Money Penalty,  $131,000,000

**Effective date:** 2016-02-05

**Board document:** /newsevents/pressreleases/enforcement20160205a.htm

**Document type:** Press Release

> 2016-02-05,,,,"HSBC North America Holdings, Inc., New York, New York","Civil Money Penalty, $131,000,000",/newsevents/pressreleases/enforcement20160205a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

HSBC North America Holdings, Inc., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Industrial Bank of Korea, Seoul, Korea, and Industrial Bank of Korea New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2016-02-24

**Termination date:** 2022-12-02

**Board document:** /newsevents/pressreleases/enforcement20221206a.htm

**Document type:** Press Release

> 2016-02-24,2022-12-02,,,"Industrial Bank of Korea, Seoul, Korea, and Industrial Bank of Korea New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20221206a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Industrial Bank of Korea, Seoul, Korea, and Industrial Bank of Korea New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Hazard Bancorp, Hazard, Kentucky, and Peoples Bank and Trust Company of Hazard, Hazard, Kentucky

**Action:** Written Agreement

**Effective date:** 2016-03-03

**Termination date:** 2023-11-20

**Board document:** /newsevents/pressreleases/enforcement20231128a.htm

**Document type:** Press Release

> 2016-03-03,2023-11-20,,,"Hazard Bancorp, Hazard, Kentucky, and Peoples Bank and Trust Company of Hazard, Hazard, Kentucky",Written Agreement,/newsevents/pressreleases/enforcement20231128a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Hazard Bancorp, Hazard, Kentucky, and Peoples Bank and Trust Company of Hazard, Hazard, Kentucky — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan, New York Branch

**Action:** Written Agreement

**Effective date:** 2016-03-14

**Termination date:** 2024-12-17

**Board document:** /newsevents/pressreleases/enforcement20160324a.htm

**Document type:** Press Release

> 2016-03-14,2024-12-17,,,"National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan, New York Branch",Written Agreement,/newsevents/pressreleases/enforcement20160324a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan, New York Branch — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** CommerceWest Bank, Irvine, California

**Action:** Cease and Desist Order

**Effective date:** 2016-04-12

**Termination date:** 2018-08-08

**Board document:** /newsevents/pressreleases/enforcement20180814a.htm

**Document type:** Press Release

> 2016-04-12,2018-08-08,,,"CommerceWest Bank, Irvine, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20180814a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

CommerceWest Bank, Irvine, California — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Farmers & Merchants Bank of Ashland, Ashland, Nebraska

**Action:** Civil Money Penalty,  $6,200

**Effective date:** 2016-04-26

**Board document:** /newsevents/pressreleases/enforcement20160503a.htm

**Document type:** Press Release

> 2016-04-26,,,,"Farmers & Merchants Bank of Ashland, Ashland, Nebraska","Civil Money Penalty, $6,200",/newsevents/pressreleases/enforcement20160503a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Farmers & Merchants Bank of Ashland, Ashland, Nebraska — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First Community Bank, Glasgow, Montana

**Action:** Civil Money Penalty,  $27,285

**Effective date:** 2016-05-11

**Board document:** /newsevents/pressreleases/enforcement20160517a.htm

**Document type:** Press Release

> 2016-05-11,,,,"First Community Bank, Glasgow, Montana","Civil Money Penalty, $27,285",/newsevents/pressreleases/enforcement20160517a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First Community Bank, Glasgow, Montana — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Affinity Financial Corporation, Newport Beach, California, and Waterfield Financial Services, Inc. (now known as Affinity Financial Centers, Inc.), Indianapolis, Indiana

**Action:** Cease and Desist Order

**Effective date:** 2016-06-13

**Board document:** /newsevents/pressreleases/enforcement20160616a.htm

**Document type:** Press Release

> 2016-06-13,,,,"Affinity Financial Corporation, Newport Beach, California, and Waterfield Financial Services, Inc. (now known as Affinity Financial Centers, Inc.), Indianapolis, Indiana",Cease and Desist Order,/newsevents/pressreleases/enforcement20160616a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Affinity Financial Corporation, Newport Beach, California, and Waterfield Financial Services, Inc. (now known as Affinity Financial Centers, Inc.), Indianapolis, Indiana — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** The Goldman Sachs Group, Inc., New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2016-08-02

**Termination date:** 2021-11-18

**Board document:** /newsevents/pressreleases/enforcement20160803a.htm

**Document type:** Press Release

> 2016-08-02,2021-11-18,,,"The Goldman Sachs Group, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20160803a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

The Goldman Sachs Group, Inc., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** The Goldman Sachs Group, Inc., New York, New York

**Action:** Civil Money Penalty,  $36,300,000

**Effective date:** 2016-08-03

**Board document:** /newsevents/pressreleases/enforcement20160803a.htm

**Document type:** Press Release

> 2016-08-03,,,,"The Goldman Sachs Group, Inc., New York, New York","Civil Money Penalty, $36,300,000",/newsevents/pressreleases/enforcement20160803a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Liberty Bank, South San Francisco, California

**Action:** Written Agreement

**Effective date:** 2016-08-05

**Termination date:** 2018-01-08

**Board document:** /newsevents/pressreleases/enforcement20180111a.htm

**Document type:** Press Release

> 2016-08-05,2018-01-08,,,"Liberty Bank, South San Francisco, California",Written Agreement,/newsevents/pressreleases/enforcement20180111a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Liberty Bank, South San Francisco, California — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First Bankshares, Inc., Barboursville, West Virginia

**Action:** Written Agreement

**Effective date:** 2016-08-08

**Termination date:** 2020-04-30

**Board document:** /newsevents/pressreleases/enforcement20160811a.htm

**Document type:** Press Release

> 2016-08-08,2020-04-30,,,"First Bankshares, Inc., Barboursville, West Virginia",Written Agreement,/newsevents/pressreleases/enforcement20160811a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First Bankshares, Inc., Barboursville, West Virginia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Allied Bank, Mulberry, Arkansas

**Action:** Prompt Corrective Action

**Effective date:** 2016-08-15

**Termination date:** 2016-09-23

**Board document:** /newsevents/pressreleases/enforcement20160818a.htm

**Document type:** Press Release

> 2016-08-15,2016-09-23,,,"Allied Bank, Mulberry, Arkansas",Prompt Corrective Action,/newsevents/pressreleases/enforcement20160818a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Allied Bank, Mulberry, Arkansas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Agricultural Bank of China, Beijing, Peoples Republic of China and Agricultural Bank of China New York Branch, New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2016-09-28

**Termination date:** 2022-10-24

**Board document:** /newsevents/pressreleases/enforcement20160929a.htm

**Document type:** Press Release

> 2016-09-28,2022-10-24,,,"Agricultural Bank of China, Beijing, Peoples Republic of China and Agricultural Bank of China New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20160929a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Agricultural Bank of China, Beijing, Peoples Republic of China and Agricultural Bank of China New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Chicago Shore Corporation and Security Chicago Corporation, Chicago, Illinois

**Action:** Written Agreement

**Effective date:** 2016-10-28

**Termination date:** 2018-07-24

**Board document:** /newsevents/pressreleases/enforcement20161101a.htm

**Document type:** Press Release

> 2016-10-28,2018-07-24,,,"Chicago Shore Corporation and Security Chicago Corporation, Chicago, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20161101a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Chicago Shore Corporation and Security Chicago Corporation, Chicago, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Fayette County Bank, St. Elmo, Illinois

**Action:** Prompt Corrective Action

**Effective date:** 2016-10-31

**Termination date:** 2017-05-26

**Board document:** /newsevents/pressreleases/enforcement20161103a.htm

**Document type:** Press Release

> 2016-10-31,2017-05-26,,,"Fayette County Bank, St. Elmo, Illinois",Prompt Corrective Action,/newsevents/pressreleases/enforcement20161103a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Fayette County Bank, St. Elmo, Illinois — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** JPMorgan Chase & Co., New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2016-11-17

**Termination date:** 2020-02-11

**Board document:** /newsevents/pressreleases/enforcement20161117a.htm

**Document type:** Press Release

> 2016-11-17,2020-02-11,,,"JPMorgan Chase & Co., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20161117a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

JPMorgan Chase & Co., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** JPMorgan Chase & Co., New York, New York

**Action:** Civil Money Penalty,  $61,932,500

**Effective date:** 2016-11-17

**Board document:** /newsevents/pressreleases/enforcement20161117a.htm

**Document type:** Press Release

> 2016-11-17,,,,"JPMorgan Chase & Co., New York, New York","Civil Money Penalty, $61,932,500",/newsevents/pressreleases/enforcement20161117a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Customers Bank, Phoenixville, Pennsylvania

**Action:** Cease and Desist Order

**Effective date:** 2016-12-02

**Termination date:** 2022-03-15

**Board document:** /newsevents/pressreleases/enforcement20161206b.htm

**Document type:** Press Release

> 2016-12-02,2022-03-15,,,"Customers Bank, Phoenixville, Pennsylvania",Cease and Desist Order,/newsevents/pressreleases/enforcement20161206b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Customers Bank, Phoenixville, Pennsylvania — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Customers Bank, Phoenixville, Pennsylvania

**Action:** Civil Money Penalty,  $960,000

**Effective date:** 2016-12-06

**Board document:** /newsevents/pressreleases/enforcement20161206b.htm

**Document type:** Press Release

> 2016-12-06,,,,"Customers Bank, Phoenixville, Pennsylvania","Civil Money Penalty, $960,000",/newsevents/pressreleases/enforcement20161206b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Rock Bancshares, Inc. and Heartland Bank, Little Rock, Arkansas

**Action:** Written Agreement

**Effective date:** 2016-12-13

**Termination date:** 2018-04-23

**Board document:** /newsevents/pressreleases/enforcement20180426a.htm

**Document type:** Press Release

> 2016-12-13,2018-04-23,,,"Rock Bancshares, Inc. and Heartland Bank, Little Rock, Arkansas",Written Agreement,/newsevents/pressreleases/enforcement20180426a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Rock Bancshares, Inc. and Heartland Bank, Little Rock, Arkansas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Banco Bilbao Vizcaya Argentaria, S.A., Bilbao, Spain, and BBVA Securities, Inc., New York, New York

**Action:** Civil Money Penalty,  $27,000,000

**Effective date:** 2016-12-21

**Board document:** /newsevents/pressreleases/enforcement20161221a.htm

**Document type:** Press Release

> 2016-12-21,,,,"Banco Bilbao Vizcaya Argentaria, S.A., Bilbao, Spain, and BBVA Securities, Inc., New York, New York","Civil Money Penalty, $27,000,000",/newsevents/pressreleases/enforcement20161221a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Banco Bilbao Vizcaya Argentaria, S.A., Bilbao, Spain, and BBVA Securities, Inc., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** NongHyup Bank, Seoul, Korea and NongHyup Bank, New York Branch, New York, New York

**Action:** Written Agreement

**Effective date:** 2017-01-17

**Termination date:** 2023-05-08

**Board document:** /newsevents/pressreleases/enforcement20170126a.htm

**Document type:** Press Release

> 2017-01-17,2023-05-08,,,"NongHyup Bank, Seoul, Korea and NongHyup Bank, New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20170126a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

NongHyup Bank, Seoul, Korea and NongHyup Bank, New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** ServiceLink Holdings, LLC, Jacksonville, Florida

**Action:** Cease and Desist Order

**Effective date:** 2017-01-24

**Termination date:** 2018-01-12

**Board document:** /newsevents/pressreleases/enforcement20170124a.htm

**Document type:** Press Release

> 2017-01-24,2018-01-12,,,"ServiceLink Holdings, LLC, Jacksonville, Florida",Cease and Desist Order,/newsevents/pressreleases/enforcement20170124a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

ServiceLink Holdings, LLC, Jacksonville, Florida — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** ServiceLink Holdings, LLC, Jacksonville, Florida

**Action:** Civil Money Penalty,  $65,000,000

**Effective date:** 2017-01-24

**Board document:** /newsevents/pressreleases/enforcement20170124a.htm

**Document type:** Press Release

> 2017-01-24,,,,"ServiceLink Holdings, LLC, Jacksonville, Florida","Civil Money Penalty, $65,000,000",/newsevents/pressreleases/enforcement20170124a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** BB&T Corporation, Winston-Salem, North Carolina

**Action:** Cease and Desist Order

**Effective date:** 2017-01-25

**Termination date:** 2019-04-17

**Board document:** /newsevents/pressreleases/enforcement20170127a.htm

**Document type:** Press Release

> 2017-01-25,2019-04-17,,,"BB&T Corporation, Winston-Salem, North Carolina",Cease and Desist Order,/newsevents/pressreleases/enforcement20170127a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BB&T Corporation, Winston-Salem, North Carolina — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Platte Valley Bank

**Action:** Civil Money Penalty,  $33,785

**Effective date:** 2017-03-06

**Board document:** /newsevents/pressreleases/enforcement20170307a.htm

**Document type:** Press Release

> 2017-03-06,,,,Platte Valley Bank,"Civil Money Penalty, $33,785",/newsevents/pressreleases/enforcement20170307a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Platte Valley Bank — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Santander Holdings USA, Inc., Boston, Massachusetts and Santander Consumer USA, Inc., Dallas, Texas

**Action:** Written Agreement

**Effective date:** 2017-03-21

**Termination date:** 2021-02-02

**Board document:** /newsevents/pressreleases/enforcement20170323a.htm

**Document type:** Press Release

> 2017-03-21,2021-02-02,,,"Santander Holdings USA, Inc., Boston, Massachusetts and Santander Consumer USA, Inc., Dallas, Texas",Written Agreement,/newsevents/pressreleases/enforcement20170323a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Santander Holdings USA, Inc., Boston, Massachusetts and Santander Consumer USA, Inc., Dallas, Texas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of Star City

**Action:** Civil Money Penalty,  $11,000

**Effective date:** 2017-03-27

**Board document:** /newsevents/pressreleases/enforcement20170328a.htm

**Document type:** Press Release

> 2017-03-27,,,,Bank of Star City,"Civil Money Penalty, $11,000",/newsevents/pressreleases/enforcement20170328a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of Star City — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany, DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2017-04-20

**Board document:** /newsevents/pressreleases/enforcement20170420a.htm

**Document type:** Press Release

> 2017-04-20,,,,"Deutsche Bank AG, Frankfurt am Main, Germany, DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20170420a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Deutsche Bank AG, Frankfurt am Main, Germany, DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany

**Action:** Cease and Desist Order

**Effective date:** 2017-04-20

**Termination date:** 2020-02-11

**Board document:** /newsevents/pressreleases/enforcement20170420a.htm

**Document type:** Press Release

> 2017-04-20,2020-02-11,,,"Deutsche Bank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20170420a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Deutsche Bank AG, Frankfurt am Main, Germany — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany, and DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York

**Action:** Civil Money Penalty,  $136,950,000

**Effective date:** 2017-04-20

**Board document:** /newsevents/pressreleases/enforcement20170420a.htm

**Document type:** Press Release

> 2017-04-20,,,,"Deutsche Bank AG, Frankfurt am Main, Germany, and DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York","Civil Money Penalty, $136,950,000",/newsevents/pressreleases/enforcement20170420a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Deutsche Bank AG, Frankfurt am Main, Germany, and DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt am Main, Germany

**Action:** Civil Money Penalty,  $19,710,000

**Effective date:** 2017-04-20

**Board document:** /newsevents/pressreleases/enforcement20170420a.htm

**Document type:** Press Release

> 2017-04-20,,,,"Deutsche Bank AG, Frankfurt am Main, Germany","Civil Money Penalty, $19,710,000",/newsevents/pressreleases/enforcement20170420a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** SunTrust Bank, Atlanta, Georgia

**Action:** Civil Money Penalty,  $1,501,000

**Effective date:** 2017-05-24

**Board document:** /newsevents/pressreleases/enforcement20170525b.htm

**Document type:** Press Release

> 2017-05-24,,,,"SunTrust Bank, Atlanta, Georgia","Civil Money Penalty, $1,501,000",/newsevents/pressreleases/enforcement20170525b.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

SunTrust Bank, Atlanta, Georgia — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2017-05-26

**Board document:** /newsevents/pressreleases/enforcement20170530a.htm

**Document type:** Press Release

> 2017-05-26,,,,"Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20170530a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York

**Action:** Civil Money Penalty, $41 million

**Effective date:** 2017-05-26

**Board document:** /newsevents/pressreleases/enforcement20170530a.htm

**Document type:** Press Release

> 2017-05-26,,,,"Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York","Civil Money Penalty, $41 million",/newsevents/pressreleases/enforcement20170530a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Everbank Financial Corp, Jacksonville, Florida

**Action:** Civil Money Penalty,  $1,800,000

**Effective date:** 2017-06-08

**Board document:** /newsevents/pressreleases/enforcement20170608a.htm

**Document type:** Press Release

> 2017-06-08,,,,"Everbank Financial Corp, Jacksonville, Florida","Civil Money Penalty, $1,800,000",/newsevents/pressreleases/enforcement20170608a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Everbank Financial Corp, Jacksonville, Florida — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Bank of New York Mellon Corporation (BNY Mellon)

**Action:** Civil Money Penalty,  $3 million

**Effective date:** 2017-06-27

**Board document:** /newsevents/pressreleases/enforcement20170627a.htm

**Document type:** Press Release

> 2017-06-27,,,,Bank of New York Mellon Corporation (BNY Mellon),"Civil Money Penalty, $3 million",/newsevents/pressreleases/enforcement20170627a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Bank of New York Mellon Corporation (BNY Mellon) — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Mesquite Financial Services, Inc.

**Action:** Written Agreement

**Effective date:** 2017-07-06

**Termination date:** 2022-02-08

**Board document:** /newsevents/pressreleases/enforcement20170801a.htm

**Document type:** Press Release

> 2017-07-06,2022-02-08,,,"Mesquite Financial Services, Inc.",Written Agreement,/newsevents/pressreleases/enforcement20170801a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Mesquite Financial Services, Inc. — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2017-07-17

**Termination date:** 2026-06-25

**Board document:** /newsevents/pressreleases/enforcement20170717a.htm

**Document type:** Press Release

> 2017-07-17,2026-06-25,,,"BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20170717a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York

**Action:** Civil Money Penalty,  $246,375,000

**Effective date:** 2017-07-17

**Board document:** /newsevents/pressreleases/enforcement20170717a.htm

**Document type:** Press Release

> 2017-07-17,,,,"BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York","Civil Money Penalty, $246,375,000",/newsevents/pressreleases/enforcement20170717a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Federal One Holdings, LLC, Milton, Massachusetts and Admirals Bancorp, Inc., Boston, Massachusetts

**Action:** Written Agreement

**Effective date:** 2017-07-28

**Board document:** /newsevents/pressreleases/enforcement20170801a.htm

**Document type:** Press Release

> 2017-07-28,,,,"Federal One Holdings, LLC, Milton, Massachusetts and Admirals Bancorp, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20170801a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Federal One Holdings, LLC, Milton, Massachusetts and Admirals Bancorp, Inc., Boston, Massachusetts — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Heartland Bank, Little Rock, Arkansas

**Action:** Prompt Corrective Action

**Effective date:** 2017-08-15

**Termination date:** 2018-01-18

**Board document:** /newsevents/pressreleases/enforcement20180123a.htm

**Document type:** Press Release

> 2017-08-15,2018-01-18,,,"Heartland Bank, Little Rock, Arkansas",Prompt Corrective Action,/newsevents/pressreleases/enforcement20180123a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Heartland Bank, Little Rock, Arkansas — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** The Bank & Trust, S.S.B.

**Action:** Cease and Desist Order

**Effective date:** 2017-08-18

**Termination date:** 2021-09-17

**Board document:** /newsevents/pressreleases/enforcement20170822a.htm

**Document type:** Press Release

**Board note:** On January 20, 2022, the termination date was corrected to 9/17/2021.

> 2017-08-18,2021-09-17,,,"The Bank & Trust, S.S.B.",Cease and Desist Order,/newsevents/pressreleases/enforcement20170822a.htm,Press Release,"On January 20, 2022, the termination date was corrected to 9/17/2021."

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

The Bank & Trust, S.S.B. — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** Markesan State Bank, Markesan, Wisconsin

**Action:** Written Agreement

**Effective date:** 2017-09-08

**Termination date:** 2019-11-06

**Board document:** /newsevents/pressreleases/enforcement20170912a.htm

**Document type:** Press Release

> 2017-09-08,2019-11-06,,,"Markesan State Bank, Markesan, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20170912a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Markesan State Bank, Markesan, Wisconsin — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** First Nebraska Bank, Valley, Nebraska

**Action:** Civil Money Penalty,  $55,500

**Effective date:** 2017-09-13

**Board document:** /newsevents/pressreleases/enforcement20170914a.htm

**Document type:** Press Release

> 2017-09-13,,,,"First Nebraska Bank, Valley, Nebraska","Civil Money Penalty, $55,500",/newsevents/pressreleases/enforcement20170914a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

First Nebraska Bank, Valley, Nebraska — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York

**Action:** Cease and Desist Order

**Effective date:** 2017-09-29

**Termination date:** 2023-08-18

**Board document:** /newsevents/pressreleases/enforcement20170929a.htm

**Document type:** Press Release

> 2017-09-29,2023-08-18,,,"HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20170929a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated


**Banking organisation:** HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York

**Action:** Civil Money Penalty,  $175,296,000

**Effective date:** 2017-09-29

**Board document:** /newsevents/pressreleases/enforcement20170929a.htm

**Document type:** Press Release

> 2017-09-29,,,,"HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York","Civil Money Penalty, $175,296,000",/newsevents/pressreleases/enforcement20170929a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>


**Banking organisation:** Farmers State Bank

**Action:** Civil Money Penalty,  $12,000

**Effective date:** 2017-10-06

**Board document:** /newsevents/pressreleases/enforcement20171010a.htm

**Document type:** Press Release

> 2017-10-06,,,,Farmers State Bank,"Civil Money Penalty, $12,000",/newsevents/pressreleases/enforcement20171010a.htm,Press Release,

Source: <https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv>

Farmers State Bank — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated