# UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated

For UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut, action is Cease and Desist Order; effective date is 2015-05-20; termination date is 2021-09-23; board document is /newsevents/pressreleases/enforcement20150520a.htm; document type is Press Release, verified against its source on 2026-08-11.

- **Banking organisation:** UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut _(verified: appears in the quote below)_
- **Action:** Cease and Desist Order _(verified: appears in the quote below)_
- **Effective date:** 2015-05-20 _(verified: appears in the quote below)_
- **Termination date:** 2021-09-23 _(verified: appears in the quote below)_
- **Board document:** /newsevents/pressreleases/enforcement20150520a.htm _(verified: appears in the quote below)_
- **Document type:** Press Release _(verified: appears in the quote below)_

## What the source says

> 2015-05-20,2021-09-23,,,"UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,

## Source

- https://www.federalreserve.gov/supervisionreg/files/enforcementactions.csv

Last verified: 2026-08-11. Review by: 2026-09-01.
Part of [Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated](https://referencesource.org/bank-enforcement-actions/).