Records 1,201–1,559 — Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated

Records 1,201 to 1,559 of 1,559. Each links to its own page, which carries the source URL and the quoted line that states the value.

• First Trust Corporation, New Orleans, Louisiana2012-06-05,2014-02-06,,,"First Trust Corporation, New Orleans, Louisiana",Written Agreement,/newsevents/pressreleases/enforcement20120612a.htm,Press Release,
• ColoEast Bankshares, Inc., Lamar, Colorado2012-06-06,2016-02-29,,,"ColoEast Bankshares, Inc., Lamar, Colorado",Written Agreement,/newsevents/pressreleases/enforcement20120612a.htm,Press Release,
• First Security Bank of Malta, Malta, Montana2012-06-08,2014-02-07,,,"First Security Bank of Malta, Malta, Montana",Prompt Corrective Action,/newsevents/pressreleases/enforcement20120614a.htm,Press Release,
• Commerzbank AG, Frankfurt am Main, Germany, and Commerzbank AG New York Branch, New York, New York2012-06-08,2023-06-15,,,"Commerzbank AG, Frankfurt am Main, Germany, and Commerzbank AG New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement
• Robertson Holding Company, L.P., Unified Shares, LLC, Commercial Bancgroup, Inc., Commercial Bank, all of Harrogate, Tennessee2012-06-08,2014-08-26,,,"Robertson Holding Company, L.P., Unified Shares, LLC, Commercial Bancgroup, Inc., Commercial Bank, all of Harrogate, Tennessee",Written Agreement,/newseven
• Grant Park Bancshares, Inc., Grant Park, Illinois2012-06-11,2013-06-05,,,"Grant Park Bancshares, Inc., Grant Park, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20120614a.htm,Press Release,
• One Financial Corporation, Little Rock, Arkansas2012-06-13,2017-05-08,,,"One Financial Corporation, Little Rock, Arkansas",Written Agreement,/newsevents/pressreleases/enforcement20120621a.htm,Press Release,
• Frontier National Corporation, Chelsea, Alabama2012-06-18,2013-03-08,,,"Frontier National Corporation, Chelsea, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20120621a.htm,Press Release,
• Delmar Bancorp, Salisbury, Maryland2012-06-21,2014-08-22,,,"Delmar Bancorp, Salisbury, Maryland",Written Agreement,/newsevents/pressreleases/enforcement20120626a.htm,Press Release,
• Crown Bankshares, Inc., Edina, Minnesota2012-06-22,2020-04-29,,,"Crown Bankshares, Inc., Edina, Minnesota",Written Agreement,/newsevents/pressreleases/enforcement20120626a.htm,Press Release,
• Village Bank and Trust Financial Corp, Midlothian, Virginia2012-06-26,2016-07-28,,,"Village Bank and Trust Financial Corp, Midlothian, Virginia",Written Agreement,/newsevents/pressreleases/enforcement20120628a.htm,Press Release,
• First Mutual of Richmond, Inc. and Richmond Mutual Bancorporation, Inc., both of Richmond, Indiana2012-06-29,2016-04-28,,,"First Mutual of Richmond, Inc. and Richmond Mutual Bancorporation, Inc., both of Richmond, Indiana",Written Agreement,/newsevents/pressreleases/enforcement
• Regal Bancorp, Inc., Owings Mills, Maryland2012-06-29,2015-12-04,,,"Regal Bancorp, Inc., Owings Mills, Maryland",Written Agreement,/newsevents/pressreleases/enforcement20120703a.htm,Press Release,
• TCB Holding Company, The Woodlands, Texas2012-07-13,2013-12-13,,,"TCB Holding Company, The Woodlands, Texas",Written Agreement,/newsevents/pressreleases/enforcement20120717a.htm,Press Release,
• Macon Bancorp, Franklin, North Carolina (now known as Entegra Financial Corp.)2012-07-20,2014-11-13,,,"Macon Bancorp, Franklin, North Carolina (now known as Entegra Financial Corp.)",Written Agreement,/newsevents/pressreleases/enforcement20120724a.htm,Press
• Cornerstone Bancorp, Inc., St. Petersburg, Florida2012-07-23,2014-04-24,,,"Cornerstone Bancorp, Inc., St. Petersburg, Florida",Written Agreement,/newsevents/pressreleases/enforcement20120726a.htm,Press Release,
• Asian Financial Corporation, Philadelphia, Pennsylvania2012-08-01,2016-01-19,,,"Asian Financial Corporation, Philadelphia, Pennsylvania",Cease and Desist Order,/newsevents/pressreleases/enforcement20120807b.htm,Press Release,
• Gold Canyon Bank, Gold Canyon, Arizona2012-08-01,2013-04-05,,,"Gold Canyon Bank, Gold Canyon, Arizona",Prompt Corrective Action,/newsevents/pressreleases/enforcement20120807b.htm,Press Release,
• The State Bank of Blue Mound, Blue Mound, Illinois2012-08-01,2015-10-31,,,"The State Bank of Blue Mound, Blue Mound, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20120807b.htm,Press Release,
• Spirit BankCorp, Inc., Bristow, Oklahoma2012-08-02,2019-12-05,,,"Spirit BankCorp, Inc., Bristow, Oklahoma",Written Agreement,/newsevents/pressreleases/enforcement20120807b.htm,Press Release,
• PNBK Sponsor LLC, PNBK Investment Partners LLC, PNBK Holdings LLC, and Patriot National Bancorp, Inc., all of Stamford, Connecticut2012-08-03,2015-04-07,,,"PNBK Sponsor LLC, PNBK Investment Partners LLC, PNBK Holdings LLC, and Patriot National Bancorp, Inc., all of Stamford, Connecticut",Written Agreement,/new
• METLIFE, INC, New York, New York2012-08-06,,,,"METLIFE, INC, New York, New York","Civil Money Penalty, $3,200,000",/newsevents/pressreleases/enforcement20120807a.htm,Press Release,
• MNB Holdings Corporation, San Francisco, California2012-08-23,2015-06-08,,,"MNB Holdings Corporation, San Francisco, California",Written Agreement,/newsevents/pressreleases/enforcement20120830a.htm,Press Release,
• The State Bank of Geneva, Geneva, Illinois2012-09-10,2017-08-29,,,"The State Bank of Geneva, Geneva, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20120913a.htm,Press Release,
• Doral Financial Corporation , San Juan, Puerto Rico2012-09-11,2015-02-27,,,"Doral Financial Corporation , San Juan, Puerto Rico",Written Agreement,/newsevents/pressreleases/enforcement20120913a.htm,Press Release,
• SouthFirst Bancshares, Inc., Sylacauga, Alabama2012-09-20,2016-10-19,,,"SouthFirst Bancshares, Inc., Sylacauga, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20121002a.htm,Press Release,
• VFSC, Inc., Eden Prairie, Minnesota2012-09-20,2015-04-14,,,"VFSC, Inc., Eden Prairie, Minnesota",Written Agreement,/newsevents/pressreleases/enforcement20120925a.htm,Press Release,
• AMERICAN EXPRESS COMPANY. New York, New York. and AMERICAN EXPRESS TRAVEL. RELATED SERVICES COMPANY, INC. New York, New York.2012-10-01,2018-01-08,,,"AMERICAN EXPRESS COMPANY. New York, New York. and AMERICAN EXPRESS TRAVEL. RELATED SERVICES COMPANY, INC. New York, New York.",Cease and Desist Order,/news
• AMERICAN EXPRESS COMPANY. New York, New York and AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC. New York, New York.2012-10-01,,,,"AMERICAN EXPRESS COMPANY. New York, New York and AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC. New York, New York.","Civil Money Penalty, $9,000,000",/newse
• Patapsco Bancorp, Inc. and The Patapsco Bank, both of Dundalk, Maryland2012-10-18,2015-08-28,,,"Patapsco Bancorp, Inc. and The Patapsco Bank, both of Dundalk, Maryland",Written Agreement,/newsevents/pressreleases/enforcement20121023a.htm,Press Release
• Liberty Bancorp of Georgia, Inc., Clayton, Georgia2012-10-30,2015-09-16,,,"Liberty Bancorp of Georgia, Inc., Clayton, Georgia",Written Agreement,/newsevents/pressreleases/enforcement20121101a.htm,Press Release,
• Foster Bankshares, Inc., Rolling Meadows, Illinois2012-11-05,2013-08-13,,,"Foster Bankshares, Inc., Rolling Meadows, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20121108a.htm,Press Release,
• NASB Financial, Inc., Grandview, Missouri2012-11-29,2014-07-16,,,"NASB Financial, Inc., Grandview, Missouri",Written Agreement,/newsevents/pressreleases/enforcement20121204a.htm,Press Release,
• BSA Financial Services, Inc., Saint Augustine, Florida2012-12-04,2013-08-29,,,"BSA Financial Services, Inc., Saint Augustine, Florida",Written Agreement,/newsevents/pressreleases/enforcement20121218a.htm,Press Release,
• STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New York2012-12-10,2026-02-26,,,"STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New York",Ce
• STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New York2012-12-10,,,,"STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New York","Civil Money
• HSBC Holdings PLC, London, United Kingdom2012-12-11,2022-08-26,,,"HSBC Holdings PLC, London, United Kingdom ",Cease and Desist Order,/newsevents/pressreleases/enforcement20121211b.htm,Press Release,
• HSBC HOLDINGS PLC London, United Kingdom and HSBC NORTH AMERICA HOLDINGS, INC.New York, New York2012-12-11,,,,"HSBC HOLDINGS PLC London, United Kingdom and HSBC NORTH AMERICA HOLDINGS, INC.New York, New York","Civil Money Penalty $165,000,000",/newsevents/pressreleases/enforc
• Flathead Holding Company of Bigfork, Bigfork, Montana2012-12-14,2015-04-20,,,"Flathead Holding Company of Bigfork, Bigfork, Montana",Written Agreement,/newsevents/pressreleases/enforcement20130122a.htm,Press Release,
• THE COMMERCIAL & SAVINGS BANK, Millersburg, Ohio2013-01-11,,,,"THE COMMERCIAL & SAVINGS BANK, Millersburg, Ohio","Civil Money Penalty, $3,410",/newsevents/pressreleases/enforcement20130117a.htm,Press Release,
• JPMorgan Chase & Co., New York, New York2013-01-14,2019-06-06,,,"JPMorgan Chase & Co., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20130114a.htm,Press Release,
• Countricorp, White Sulphur Springs, Montana2013-01-29,2015-09-29,,,"Countricorp, White Sulphur Springs, Montana",Written Agreement,/newsevents/pressreleases/enforcement20130207a.htm,Press Release,
• Commonwealth Savingshares Corporation, Huntsville, Alabama2013-02-05,2016-05-06,,,"Commonwealth Savingshares Corporation, Huntsville, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20130212a.htm,Press Release,
• MORGAN STANLEY, New York, New York2013-02-28,2018-01-12,,,"MORGAN STANLEY, New York, New York",Amendment to 4/2/2012 Order to Cease and Desist,/newsevents/pressreleases/enforcement20130228a.htm,Press Release,
• BANK OF AMERICA CORPORATION, Charlotte, North Carolina2013-02-28,2018-01-12,,,"BANK OF AMERICA CORPORATION, Charlotte, North Carolina",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pressreleases/enforcement20130228a.htm
• Citigroup, Inc., New York, New York and CitiFinancial Credit Company, Baltimore, Maryland2013-02-28,2018-08-10,,,"Citigroup, Inc., New York, New York and CitiFinancial Credit Company, Baltimore, Maryland ",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pr
• HSBC NORTH AMERICA HOLDINGS, INC., New York, New York and HSBC FINANCE CORPORATION, Mettawa, Illinois2013-02-28,2018-01-12,,,"HSBC NORTH AMERICA HOLDINGS, INC., New York, New York and HSBC FINANCE CORPORATION, Mettawa, Illinois",Amendment to 4/13/2011 Order to Cease and Desist,/ne
• JPMORGAN CHASE & CO.New York, New York and EMC MORTGAGE CORPORATION, Lewisville, Texas2013-02-28,2018-01-12,,,"JPMORGAN CHASE & CO.New York, New York and EMC MORTGAGE CORPORATION, Lewisville, Texas",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pressr
• SUNTRUST BANKS, INC. Atlanta, Georgia SUNTRUST BANK Atlanta, Georgia and SUNTRUST MORTGAGE, INC. Richmond, Virginia2013-02-28,2018-01-12,,,"SUNTRUST BANKS, INC. Atlanta, Georgia SUNTRUST BANK Atlanta, Georgia and SUNTRUST MORTGAGE, INC. Richmond, Virginia",Amendment to 4/13/2011 Order to Cease
• THE PNC FINANCIAL SERVICES GROUP, INC.Pittsburgh, Pennsylvania2013-02-28,2018-01-12,,,"THE PNC FINANCIAL SERVICES GROUP, INC.Pittsburgh, Pennsylvania",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pressreleases/enforcement20130
• U.S. BANCORPMinneapolis, Minnesota2013-02-28,2018-01-12,,,"U.S. BANCORPMinneapolis, Minnesota",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pressreleases/enforcement20130228a.htm,Press Release,
• Wells Fargo & Company, San Francisco, California2013-02-28,2025-01-28,,,"Wells Fargo & Company, San Francisco, California",Amendment to 4/13/2011 Order to Cease and Desist,/newsevents/pressreleases/enforcement20130228a.htm,Press
• THE GOLDMAN SACHS GROUP, INC.New York, New York and GOLDMAN SACHS BANK USA, New York, New York2013-02-28,2018-01-12,,,"THE GOLDMAN SACHS GROUP, INC.New York, New York and GOLDMAN SACHS BANK USA, New York, New York",Amendment to 9/1/2011 Order to Cease and Desist,/newsevents
• Devon Bancorp, Inc., Chicago, Illinois2013-03-13,2017-04-04,,,"Devon Bancorp, Inc., Chicago, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20130319a.htm,Press Release,
• Citigroup, Inc., New York, New York2013-03-21,2024-09-26,,,"Citigroup, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20130326a.htm,Press Release,
• HSH Nordbank AG, Hamburg, Germany and HSH Nordbank AG, New York Branch, New York, New York2013-03-25,2016-04-14,,,"HSH Nordbank AG, Hamburg, Germany and HSH Nordbank AG, New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20130404
• Metropolitan Bank Group, Inc., Chicago, Illinois2013-04-12,2014-07-25,,,"Metropolitan Bank Group, Inc., Chicago, Illinois",Cease and Desist Order,/newsevents/pressreleases/enforcement20130418a.htm,Press Release,
• Oklahoma Capital Bank (formerly known as Freedom Bank of Oklahoma)2013-04-16,2018-05-10,,,Oklahoma Capital Bank (formerly known as Freedom Bank of Oklahoma),Written Agreement,/newsevents/pressreleases/enforcement20180515a.htm,Press Release,
• Freedom Bancorporation, Inc., Lindstrom, Minnesota2013-04-22,2014-03-27,,,"Freedom Bancorporation, Inc., Lindstrom, Minnesota",Written Agreement,/newsevents/pressreleases/enforcement20130425a.htm,Press Release,
• Bank of Montreal, Montreal Canada, BMO Financial Corp., Wilmington, Delaware, and Bank of Montreal Chicago Branch, Chicago, Illinois2013-04-29,2017-02-24,,,"Bank of Montreal, Montreal Canada, BMO Financial Corp., Wilmington, Delaware, and Bank of Montreal Chicago Branch, Chicago, Illinois",Written Agreement,/ne
• The Baraboo Bancorporation, Inc., Baraboo, Wisconsin2013-04-30,2017-04-07,,,"The Baraboo Bancorporation, Inc., Baraboo, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20130502a.htm,Press Release,
• Commerce Bank and Trust Holding Company Employee Stock Ownership Plan, and Commerce Bank and Trust Holding Company, both of Topeka, Kansas2013-05-23,2015-06-10,,,"Commerce Bank and Trust Holding Company Employee Stock Ownership Plan, and Commerce Bank and Trust Holding Company, both of Topeka, Kansas",Written Agreeme
• Riverview Bancorp, Inc., Vancouver, Washington2013-05-28,2014-08-22,,,"Riverview Bancorp, Inc., Vancouver, Washington",Written Agreement,/newsevents/pressreleases/enforcement20130530a.htm,Press Release,
• Northwestern Bancorp, Traverse City, Michigan2013-06-07,2014-10-31,,,"Northwestern Bancorp, Traverse City, Michigan",Written Agreement,/newsevents/pressreleases/enforcement20130611a.htm,Press Release,
• M&T Bank Corporation and Manufacturers & Traders Trust Company, both of Buffalo, New York2013-06-17,2017-07-25,,,"M&T Bank Corporation and Manufacturers & Traders Trust Company, both of Buffalo, New York",Written Agreement,/newsevents/pressreleases/enforcement20170727a
• Minster Bank, Minster, Ohio2013-07-16,,,,"Minster Bank, Minster, Ohio","Civil Money Penalty, $2795.00",/newsevents/pressreleases/enforcement20130718a.htm,Press Release,
• Port Byron State Bank, Port Byron, Illinois2013-07-23,2014-12-09,,,"Port Byron State Bank, Port Byron, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20130730a.htm,Press Release,
• Ally Financial, Inc. Detroit, Michigan; Ally Bank Midvale, Utah; Residential Capital, LLC Minneapolis, Minnesota; and GMAC Mortgage, LLC. Fort Washington, Pennsylvania2013-07-26,2018-01-12,,,"Ally Financial, Inc. Detroit, Michigan; Ally Bank Midvale, Utah; Residential Capital, LLC Minneapolis, Minnesota; and GMAC Mortgage, LLC. Fort Washington,
• Blencoe State Bank, Blencoe, Iowa2013-07-30,,,,"Blencoe State Bank, Blencoe, Iowa","Civil Money Penalty, $1,140",/newsevents/pressreleases/enforcement20130801a.htm,Press Release,
• ABCT Holdings, Inc., Waco, Texas2013-08-05,2015-09-28,,,"ABCT Holdings, Inc., Waco, Texas",Written Agreement,/newsevents/pressreleases/enforcement20130808a.htm,Press Release,
• Union City Corporation, El Reno, Oklahoma2013-08-30,2014-01-24,,,"Union City Corporation, El Reno, Oklahoma",Written Agreement,/newsevents/pressreleases/enforcement20130905a.htm,Press Release,
• The Missouri Bank, Warrenton, Missouri2013-09-12,,,,"The Missouri Bank, Warrenton, Missouri","Civil Money Penalty, $1,870",/newsevents/pressreleases/enforcement20130917a.htm,Press Release,
• JPMORGAN CHASE & CO. New York, New York2013-09-18,,,,"JPMORGAN CHASE & CO. New York, New York","Civil Money Penalty, $200,000,000",/newsevents/pressreleases/enforcement20130919a.htm,Press Release,
• SunSouth Bancshares, Inc., Dothan, Alabama2013-09-20,2020-04-07,,,"SunSouth Bancshares, Inc., Dothan, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20130926a.htm,Press Release,
• Trinity Capital Corporation, Los Alamos, New Mexico2013-09-26,2018-02-27,,,"Trinity Capital Corporation, Los Alamos, New Mexico",Written Agreement,/newsevents/pressreleases/enforcement20131001a.htm,Press Release,
• North Georgia Community Financial Partners, Inc., Calhoun, Georgia2013-10-03,2017-05-11,,,"North Georgia Community Financial Partners, Inc., Calhoun, Georgia",Written Agreement,/newsevents/pressreleases/enforcement20131015a.htm,Press Release,
• Highlands Community Bank, Covington, Virginia2013-10-09,,,,"Highlands Community Bank, Covington, Virginia","Civil Money Penalty, $2,565",/newsevents/pressreleases/enforcement20131015a.htm,Press Release,
• New Peoples Bank, Honaker, Virginia2013-10-09,,,,"New Peoples Bank, Honaker, Virginia","Civil Money Penalty, $4,560",/newsevents/pressreleases/enforcement20131015a.htm,Press Release,
• Everbank and EverBank Financial Corp., Jacksonville, Florida2013-10-16,2017-06-08,,,"Everbank and EverBank Financial Corp., Jacksonville, Florida",Amendment to 4/13/2011 Office of Thrift Supervision Order to Cease and Desist,/newsevents/pre
• Commerzbank AG, Frankfurt am Main, Germany and Commerzbank AG New York Branch, New York, New York2013-10-16,2023-06-02,,,"Commerzbank AG, Frankfurt am Main, Germany and Commerzbank AG New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforce
• United Bank Limited, Karachi, Pakistan, and United Bank Limited New York Branch, New York, New York2013-10-28,2018-07-09,,,"United Bank Limited, Karachi, Pakistan, and United Bank Limited New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcemen
• North Milwaukee Bancshares, Inc., Milwaukee, Wisconsin2013-11-12,2016-03-11,,,"North Milwaukee Bancshares, Inc., Milwaukee, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20131114a.htm,Press Release,
• Maquoketa State Bank, Maquoketa, Iowa2013-11-18,,,,"Maquoketa State Bank, Maquoketa, Iowa","Civil Money Penalty, $3,990",/newsevents/pressreleases/enforcement20131121a.htm,Press Release,
• Midland States Bank, Effingham, Illinois2013-11-20,,,,"Midland States Bank, Effingham, Illinois","Civil Money Penalty, $5,645",/newsevents/pressreleases/enforcement20131121a.htm,Press Release,
• Farmers & Miners Bank, Pennington Gap, Virginia2013-12-03,,,,"Farmers & Miners Bank, Pennington Gap, Virginia","Civil Money Penalty, $4,155",/newsevents/pressreleases/enforcement20131212a.htm,Press Release,
• Jack Henry & Associates, Inc., Monett, Missouri2013-12-04,2016-03-29,,,"Jack Henry & Associates, Inc., Monett, Missouri",Written Agreement,/newsevents/pressreleases/enforcement20140311a.htm,Press Release,
• THE ROYAL BANK OF SCOTLAND GROUP PLC Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC Edinburgh, Scotland2013-12-11,2018-10-10,,,"THE ROYAL BANK OF SCOTLAND GROUP PLC Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC Edinburgh, Scotland",Cease and Desist Order,/newsevents/pressreleas
• THE ROYAL BANK OF SCOTLAND GROUP PLC, Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland2013-12-11,,,,"THE ROYAL BANK OF SCOTLAND GROUP PLC, Edinburgh, Scotland THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland","Civil Money Penalty, $50,000,000",/newsevents/pressre
• TransPecos Banks, Pecos, Texas2014-01-06,,,,"TransPecos Banks, Pecos, Texas","Civil Money Penalty, $2,710",/newsevents/pressreleases/enforcement20140109a.htm,Press Release,
• Tioga State Bank, Spencer, New York2014-01-06,,,,"Tioga State Bank, Spencer, New York","Civil Money Penalty, $4,180",/newsevents/pressreleases/enforcement20140109a.htm,Press Release,
• IMB HoldCo LLC, Pasadena, California2014-03-21,2018-01-12,,,"IMB HoldCo LLC, Pasadena, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20140321a.htm,Press Release,
• NBRS Financial Bank, Rising Sun, Maryland2014-04-07,2014-10-17,,,"NBRS Financial Bank, Rising Sun, Maryland",Prompt Corrective Action,/newsevents/pressreleases/enforcement20140410a.htm,Press Release,
• UINTA BANK, MOUNTAIN VIEW, WYOMING2014-04-10,,,,"UINTA BANK, MOUNTAIN VIEW, WYOMING","Civil Money Penalty, $9,985",/newsevents/pressreleases/enforcement20140415a.htm,Press Release,
• Bank of Gueydan, Gueydan, Louisiana2014-05-09,,,,"Bank of Gueydan, Gueydan, Louisiana","Civil Money Penalty, $10,545",/newsevents/pressreleases/enforcement20140513a.htm,Press Release,
• Western Bank, Lordsburg, New Mexico2014-05-16,,,,"Western Bank, Lordsburg, New Mexico","Civil Money Penalty, $5,410",/newsevents/pressreleases/enforcement20140520a.htm,Press Release,
• Credit Suisse Group AG, Zurich, Switzerland2014-05-19,2025-12-04,,,"Credit Suisse Group AG, Zurich, Switzerland",Cease and Desist Order,/newsevents/pressreleases/enforcement20140519a.htm,Press Release,
• Credit Suisse AG, Zurich, Switzerland2014-05-19,,,,"Credit Suisse AG, Zurich, Switzerland","Civil Money Penalty, $100,000,000",/newsevents/pressreleases/enforcement20140519a.htm,Press Release,
• Columbus Junction State Bank, Columbus Junction, Iowa2014-05-22,2015-11-01,,,"Columbus Junction State Bank, Columbus Junction, Iowa",Written Agreement,/newsevents/pressreleases/enforcement20140529a.htm,Press Release,
• CBOA Financial, Inc., Tucson, Arizona2014-05-28,2018-02-02,,,"CBOA Financial, Inc., Tucson, Arizona",Written Agreement,/newsevents/pressreleases/enforcement20140603a.htm,Press Release,
• Allied First Bancorp, Inc., Oswego, Illinois2014-06-06,2020-09-02,,,"Allied First Bancorp, Inc., Oswego, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20140610a.htm,Press Release,
• First Southern Bank, Boca Raton, Florida2014-06-12,,,,"First Southern Bank, Boca Raton, Florida","Civil Money Penalty, $4,000",/newsevents/pressreleases/enforcement20140617a.htm,Press Release,
• Regions Bank, Birmingham, Alabama2014-06-25,,,,"Regions Bank, Birmingham, Alabama","Civil Money Penalty, $46,000,000",/newsevents/pressreleases/enforcement20180517a.htm,Press Release,
• Turkiye Cumhuriyeti Ziraat Bankasi A.S., Ankara, Turkey and Turkiye Cumhuriyeti Ziraat Bankasi A.S. New York Branch, New York, New York2014-06-25,2018-03-20,,,"Turkiye Cumhuriyeti Ziraat Bankasi A.S., Ankara, Turkey and Turkiye Cumhuriyeti Ziraat Bankasi A.S. New York Branch, New York, New York",Written Agreement,
• Cole Taylor Bank, Chicago, Illinois2014-06-26,2016-12-01,,,"Cole Taylor Bank, Chicago, Illinois",Cease and Desist Order,/newsevents/pressreleases/enforcement20140701b.htm,Press Release,
• Cole Taylor Bank, Chicago, Illinois2014-06-26,,,,"Cole Taylor Bank, Chicago, Illinois","Civil Money Penalty, $3,510,000",/newsevents/pressreleases/enforcement20140701b.htm,Press Release,
• BNP Paribas S.A., Paris, France2014-06-30,2024-01-22,,,"BNP Paribas S.A., Paris, France",Cease and Desist Order,/newsevents/pressreleases/enforcement20140630a.htm,Press Release,
• BNP Paribas, S.A., Paris, France2014-06-30,,,,"BNP Paribas, S.A., Paris, France","Civil Money Penalty, $508,000,000",/newsevents/pressreleases/enforcement20140630a.htm,Press Release,
• STATE BANK, NEW HAMPTON, IOWA2014-07-17,,,,"STATE BANK, NEW HAMPTON, IOWA","Civil Money Penalty, $15,785",/newsevents/pressreleases/enforcement20140722a.htm,Press Release,
• SunTrust Banks, Inc., Atlanta, Georgia SunTrust Bank, Atlanta, Georgia SunTrust Mortgage, Inc., Richmond, Virginia2014-07-25,,,,"SunTrust Banks, Inc., Atlanta, Georgia SunTrust Bank, Atlanta, Georgia SunTrust Mortgage, Inc., Richmond, Virginia","Civil Money Penalty, $160,000,000",/newsevents/p
• Premier Bank, Denver, Colorado2014-07-29,2015-07-10,,,"Premier Bank, Denver, Colorado",Prompt Corrective Action,/newsevents/pressreleases/enforcement20140731a.htm,Press Release,
• Ackley State Bank, Ackley, Iowa2014-08-01,,,,"Ackley State Bank, Ackley, Iowa","Civil Money Penalty, $6,000",/newsevents/pressreleases/enforcement20140805a.htm,Press Release,
• Bank of Gueydan, Gueydan, Louisiana2014-08-12,2018-01-25,,,"Bank of Gueydan, Gueydan, Louisiana",Written Agreement,/newsevents/pressreleases/enforcement20140814a.htm,Press Release,
• Fulton Financial Corporation, Lancaster, Pennsylvania, and Lafayette Ambassador Bank, Bethlehem, Pennsylvania2014-09-04,2019-05-20,,,"Fulton Financial Corporation, Lancaster, Pennsylvania, and Lafayette Ambassador Bank, Bethlehem, Pennsylvania",Cease and Desist Order,/newsevents/pressrele
• Portage Community Bank, Ravenna, Ohio2014-09-09,,,,"Portage Community Bank, Ravenna, Ohio","Civil Money Penalty, $4,640",/newsevents/pressreleases/enforcement20140911a.htm,Press Release,
• Settlers Bank, Marietta, Ohio2014-09-09,,,,"Settlers Bank, Marietta, Ohio","Civil Money Penalty, $35,310",/newsevents/pressreleases/enforcement20140911a.htm,Press Release,
• Santander Holdings USA, Inc., Boston, Massachusetts2014-09-14,2017-08-17,,,"Santander Holdings USA, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20170824a.htm,Press Release,
• Fayette County Bank, St. Elmo, Illinois2014-10-02,2015-06-22,,,"Fayette County Bank, St. Elmo, Illinois",Prompt Corrective Action,/newsevents/pressreleases/enforcement20141007a.htm,Press Release,
• Centennial Bank, Lubbock, Texas2014-10-22,,,,"Centennial Bank, Lubbock, Texas","Civil Money Penalty, $6,395",/newsevents/pressreleases/enforcement20141028a.htm,Press Release,
• Bank of Texas, Midland, Texas2014-10-27,,,,"Bank of Texas, Midland, Texas","Civil Money Penalty, $8,000",/newsevents/pressreleases/enforcement20141028a.htm,Press Release,
• PointBank, Pilot Point, Texas2014-11-06,,,,"PointBank, Pilot Point, Texas","Civil Money Penalty, $8,810",/newsevents/pressreleases/enforcement20141113a.htm,Press Release,
• Tennessee State Bank, Pigeon Forge, Tennessee2014-11-26,,,,"Tennessee State Bank, Pigeon Forge, Tennessee","Civil Money Penalty, $22,155",/newsevents/pressreleases/enforcement20141204a.htm,Press Release,
• Commerzbank AG, Frankfurt am Main, Germany2015-03-12,2023-06-02,,,"Commerzbank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20150312b.htm,Press Release,
• Commerzbank AG, Frankfurt am Main, Germany2015-03-12,,,,"Commerzbank AG, Frankfurt am Main, Germany","Civil Money Penalty, $200,000,000",/newsevents/pressreleases/enforcement20150312b.htm,Press Release,
• Truxton Trust Company, Nashville, Tennessee2015-04-29,,,,"Truxton Trust Company, Nashville, Tennessee","Civil Money Penalty, $11,285",/newsevents/pressreleases/enforcement20150505a.htm,Press Release,
• The Freedom Bank of Virginia, Fairfax, Virginia2015-05-11,,,,"The Freedom Bank of Virginia, Fairfax, Virginia","Civil Money Penalty, $2,100",/newsevents/pressreleases/enforcement20150512a.htm,Press Release,
• BANK OF AMERICA CORPORATION, Charlotte, North Carolina2015-05-20,2019-11-22,,,"BANK OF AMERICA CORPORATION, Charlotte, North Carolina",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• BARCLAYS BANK PLC London, England and BARCLAYS BANK PLC NEW YORK BRANCH New York, New York2015-05-20,2020-06-25,,,"BARCLAYS BANK PLC London, England and BARCLAYS BANK PLC NEW YORK BRANCH New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement201
• Citigroup, Inc., New York, New York2015-05-20,2023-10-19,,,"Citigroup, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20231026a.htm,Press Release,
• JPMORGAN CHASE & CO.New York, New York2015-05-20,2021-08-03,,,"JPMORGAN CHASE & CO.New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland and RBS SECURITIES INC.Stamford, Connecticut2015-05-20,2020-02-12,,,"THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland and RBS SECURITIES INC.Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcem
• UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut2015-05-20,2021-09-23,,,"UBS AG Zurich, Switzerland and UBS AG Stamford Branch, Stamford, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20150520a.htm,Pre
• BANK OF AMERICA CORPORATION, Charlotte, North Carolina2015-05-20,,,,"BANK OF AMERICA CORPORATION, Charlotte, North Carolina","Civil Money Penalty, $205,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland2015-05-20,,,,"THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland","Civil Money Penalty, $274,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• BARCLAYS BANK PLC London, England2015-05-20,,,,"BARCLAYS BANK PLC London, England","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• Citigroup, Inc., New York, New York2015-05-20,,,,"Citigroup, Inc., New York, New York","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• JPMORGAN CHASE & CO. New York, New York2015-05-20,,,,"JPMORGAN CHASE & CO. New York, New York","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• UBS AG Zurich, Switzerland2015-05-20,,,,"UBS AG Zurich, Switzerland","Civil Money Penalty, $342,000,000",/newsevents/pressreleases/enforcement20150520a.htm,Press Release,
• Discover Financial Services, Riverwoods, Illinois2015-05-26,2020-02-05,,,"Discover Financial Services, Riverwoods, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150528a.htm,Press Release,
• State Street Corporation and State Street Bank and Trust Company, both of Boston, Massachusetts2015-05-28,2020-05-29,,,"State Street Corporation and State Street Bank and Trust Company, both of Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement201
• BCBank, Incorporated, Philippi, West Virginia2015-06-01,,,,"BCBank, Incorporated, Philippi, West Virginia","Civil Money Penalty, $5,000",/newsevents/pressreleases/enforcement20150604a.htm,Press Release,
• First Iowa State Bank, Keosauqua, Iowa2015-06-01,,,,"First Iowa State Bank, Keosauqua, Iowa","Civil Money Penalty, $7,500",/newsevents/pressreleases/enforcement20150604a.htm,Press Release,
• Bank of the Orient, San Francisco, California2015-06-17,2017-06-07,,,"Bank of the Orient, San Francisco, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20150623a.htm,Press Release,
• Fayette County Bank, St. Elmo, Illinois2015-06-22,2017-05-26,,,"Fayette County Bank, St. Elmo, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150625a.htm,Press Release,
• Seaway Bancshares, Inc., Chicago, Illinois2015-06-24,2017-01-27,,,"Seaway Bancshares, Inc., Chicago, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20150702a.htm,Press Release,
• Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Utrecht, Netherlands and Rabobank Nederland New York Branch, New York, New York2015-06-30,2025-05-29,,,"Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Utrecht, Netherlands and Rabobank Nederland New York Branch, New York, New York",Written Agreement,/n
• Santander Holdings USA, Inc., Boston, Massachusetts2015-07-02,2018-08-14,,,"Santander Holdings USA, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20180816a.htm,Press Release,
• Raton Capital Corporation, Raton, New Mexico2015-07-10,2017-02-03,,,"Raton Capital Corporation, Raton, New Mexico",Written Agreement,/newsevents/pressreleases/enforcement20150714a.htm,Press Release,
• China Construction Bank Corporation, Beijing, People's Republic of China, and China Construction Bank New York Branch, New York, New York2015-07-16,2025-06-19,,,"China Construction Bank Corporation, Beijing, People's Republic of China, and China Construction Bank New York Branch, New York, New York",Written Agreemen
• Four Oaks Bank & Trust Company, Four Oaks, North Carolina2015-07-30,2017-04-28,,,"Four Oaks Bank & Trust Company, Four Oaks, North Carolina",Written Agreement,/newsevents/pressreleases/enforcement20150804a.htm,Press Release,
• OSB Community Bank, Brooklyn, Michigan2015-07-30,2018-08-30,,,"OSB Community Bank, Brooklyn, Michigan",Written Agreement,/newsevents/pressreleases/enforcement20150806a.htm,Press Release,
• Cecil Bank, Elkton, Maryland2015-08-07,2017-12-13,,,"Cecil Bank, Elkton, Maryland",Prompt Corrective Action,/newsevents/pressreleases/enforcement20171219a.htm,Press Release,
• INDEPENDENT BANK, Grand Rapids, Michigan2015-08-27,,,,"INDEPENDENT BANK, Grand Rapids, Michigan","Civil Money Penalty, $56,205",/newsevents/pressreleases/enforcement20150910a.htm,Press Release,
• First State Bank of Colorado, Hotchkiss, Colorado2015-09-18,,,,"First State Bank of Colorado, Hotchkiss, Colorado","Civil Money Penalty, $9,285",/newsevents/pressreleases/enforcement20150922a.htm,Press Release,
• Crédit Agricole S.A., Paris, France, and Crédit Agricole Corporate and Investment Bank, Paris, France2015-10-19,2026-03-25,,,"Crédit Agricole S.A., Paris, France, and Crédit Agricole Corporate and Investment Bank, Paris, France",Cease and Desist Order,/newsevents/pressreleases/enf
• Credit Agricole S.A. Paris, France2015-10-19,,,,"Credit Agricole S.A. Paris, France","Civil Money Penalty, $90,300,000",/newsevents/pressreleases/enforcement20151020a.htm,Press Release,
• Deutsche Bank AG, Frankfurt am Main, Germany2015-11-04,,,,"Deutsche Bank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20151104a.htm,Press Release,
• Deutsche Bank AG, Frankfurt am Main, Germany2015-11-04,,,,"Deutsche Bank AG, Frankfurt am Main, Germany","Civil Money Penalty, $58,000,000",/newsevents/pressreleases/enforcement20151104a.htm,Press Release,
• The Bank of Nova Scotia, Toronto, Canada, and Bank of Nova Scotia New York Agency, New York, New York2015-11-05,2023-05-18,,,"The Bank of Nova Scotia, Toronto, Canada, and Bank of Nova Scotia New York Agency, New York, New York",Written Agreement,/newsevents/pressreleases/enforcem
• East West Bank, Pasadena, California2015-11-09,2018-07-18,,,"East West Bank, Pasadena, California",Written Agreement,/newsevents/pressreleases/enforcement20151112a.htm,Press Release,
• Tri-County Bank, Brown City, Michigan2015-11-18,,,,"Tri-County Bank, Brown City, Michigan","Civil Money Penalty, $5000",/newsevents/pressreleases/enforcement20151124a.htm,Press Release,
• The Bank of Monroe, Union, West Virginia2015-11-23,,,,"The Bank of Monroe, Union, West Virginia","Civil Money Penalty, $28,640",/newsevents/pressreleases/enforcement20151124a.htm,Press Release,
• Habib Bank Limited, Karachi, Pakistan and Habib Bank Limited New York Branch, New York, New York2015-12-11,2020-09-22,,,"Habib Bank Limited, Karachi, Pakistan and Habib Bank Limited New York Branch, New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcem
• Calumet County Bank, Brillion, Wisconsin2015-12-17,2016-05-31,,,"Calumet County Bank, Brillion, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20151222a.htm,Press Release,
• Higher One, Incorporated, New Haven, Connecticut2015-12-23,2018-09-10,,,"Higher One, Incorporated, New Haven, Connecticut",Cease and Desist Order,/newsevents/pressreleases/enforcement20151223a.htm,Press Release,
• Higher One, Incorporated, New Haven, Connecticut2015-12-23,,,,"Higher One, Incorporated, New Haven, Connecticut","Civil Money Penalty, $2,231,250",/newsevents/pressreleases/enforcement20151223a.htm,Press Release,
• Covenant Bancgroup, Inc., Leeds, Alabama2015-12-28,2018-08-07,,,"Covenant Bancgroup, Inc., Leeds, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20180823a.htm,Press Release,
• HSBC North America Holdings, Inc., New York, New York2016-02-05,,,,"HSBC North America Holdings, Inc., New York, New York","Civil Money Penalty, $131,000,000",/newsevents/pressreleases/enforcement20160205a.htm,Press Release,
• Industrial Bank of Korea, Seoul, Korea, and Industrial Bank of Korea New York Branch, New York, New York2016-02-24,2022-12-02,,,"Industrial Bank of Korea, Seoul, Korea, and Industrial Bank of Korea New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enfor
• Hazard Bancorp, Hazard, Kentucky, and Peoples Bank and Trust Company of Hazard, Hazard, Kentucky2016-03-03,2023-11-20,,,"Hazard Bancorp, Hazard, Kentucky, and Peoples Bank and Trust Company of Hazard, Hazard, Kentucky",Written Agreement,/newsevents/pressreleases/enforcement20
• National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan, New York Branch2016-03-14,2024-12-17,,,"National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan, New York Branch",Written Agreement,/newsevents/pressreleases/enforcement2016032
• CommerceWest Bank, Irvine, California2016-04-12,2018-08-08,,,"CommerceWest Bank, Irvine, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20180814a.htm,Press Release,
• Farmers & Merchants Bank of Ashland, Ashland, Nebraska2016-04-26,,,,"Farmers & Merchants Bank of Ashland, Ashland, Nebraska","Civil Money Penalty, $6,200",/newsevents/pressreleases/enforcement20160503a.htm,Press Release,
• First Community Bank, Glasgow, Montana2016-05-11,,,,"First Community Bank, Glasgow, Montana","Civil Money Penalty, $27,285",/newsevents/pressreleases/enforcement20160517a.htm,Press Release,
• Affinity Financial Corporation, Newport Beach, California, and Waterfield Financial Services, Inc. (now known as Affinity Financial Centers, Inc.), Indianapolis, Indiana2016-06-13,,,,"Affinity Financial Corporation, Newport Beach, California, and Waterfield Financial Services, Inc. (now known as Affinity Financial Centers, Inc.), Indianapolis, Ind
• The Goldman Sachs Group, Inc., New York, New York2016-08-02,2021-11-18,,,"The Goldman Sachs Group, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20160803a.htm,Press Release,
• The Goldman Sachs Group, Inc., New York, New York2016-08-03,,,,"The Goldman Sachs Group, Inc., New York, New York","Civil Money Penalty, $36,300,000",/newsevents/pressreleases/enforcement20160803a.htm,Press Release,
• Liberty Bank, South San Francisco, California2016-08-05,2018-01-08,,,"Liberty Bank, South San Francisco, California",Written Agreement,/newsevents/pressreleases/enforcement20180111a.htm,Press Release,
• First Bankshares, Inc., Barboursville, West Virginia2016-08-08,2020-04-30,,,"First Bankshares, Inc., Barboursville, West Virginia",Written Agreement,/newsevents/pressreleases/enforcement20160811a.htm,Press Release,
• Allied Bank, Mulberry, Arkansas2016-08-15,2016-09-23,,,"Allied Bank, Mulberry, Arkansas",Prompt Corrective Action,/newsevents/pressreleases/enforcement20160818a.htm,Press Release,
• Agricultural Bank of China, Beijing, Peoples Republic of China and Agricultural Bank of China New York Branch, New York, New York2016-09-28,2022-10-24,,,"Agricultural Bank of China, Beijing, Peoples Republic of China and Agricultural Bank of China New York Branch, New York, New York",Cease and Desist Order,/
• Chicago Shore Corporation and Security Chicago Corporation, Chicago, Illinois2016-10-28,2018-07-24,,,"Chicago Shore Corporation and Security Chicago Corporation, Chicago, Illinois",Written Agreement,/newsevents/pressreleases/enforcement20161101a.htm,Press R
• Fayette County Bank, St. Elmo, Illinois2016-10-31,2017-05-26,,,"Fayette County Bank, St. Elmo, Illinois",Prompt Corrective Action,/newsevents/pressreleases/enforcement20161103a.htm,Press Release,
• JPMorgan Chase & Co., New York, New York2016-11-17,2020-02-11,,,"JPMorgan Chase & Co., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20161117a.htm,Press Release,
• JPMorgan Chase & Co., New York, New York2016-11-17,,,,"JPMorgan Chase & Co., New York, New York","Civil Money Penalty, $61,932,500",/newsevents/pressreleases/enforcement20161117a.htm,Press Release,
• Customers Bank, Phoenixville, Pennsylvania2016-12-02,2022-03-15,,,"Customers Bank, Phoenixville, Pennsylvania",Cease and Desist Order,/newsevents/pressreleases/enforcement20161206b.htm,Press Release,
• Customers Bank, Phoenixville, Pennsylvania2016-12-06,,,,"Customers Bank, Phoenixville, Pennsylvania","Civil Money Penalty, $960,000",/newsevents/pressreleases/enforcement20161206b.htm,Press Release,
• Rock Bancshares, Inc. and Heartland Bank, Little Rock, Arkansas2016-12-13,2018-04-23,,,"Rock Bancshares, Inc. and Heartland Bank, Little Rock, Arkansas",Written Agreement,/newsevents/pressreleases/enforcement20180426a.htm,Press Release,
• Banco Bilbao Vizcaya Argentaria, S.A., Bilbao, Spain, and BBVA Securities, Inc., New York, New York2016-12-21,,,,"Banco Bilbao Vizcaya Argentaria, S.A., Bilbao, Spain, and BBVA Securities, Inc., New York, New York","Civil Money Penalty, $27,000,000",/newsevents/pressreleases/enf
• NongHyup Bank, Seoul, Korea and NongHyup Bank, New York Branch, New York, New York2017-01-17,2023-05-08,,,"NongHyup Bank, Seoul, Korea and NongHyup Bank, New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcement20170126a.htm,Pr
• ServiceLink Holdings, LLC, Jacksonville, Florida2017-01-24,2018-01-12,,,"ServiceLink Holdings, LLC, Jacksonville, Florida",Cease and Desist Order,/newsevents/pressreleases/enforcement20170124a.htm,Press Release,
• ServiceLink Holdings, LLC, Jacksonville, Florida2017-01-24,,,,"ServiceLink Holdings, LLC, Jacksonville, Florida","Civil Money Penalty, $65,000,000",/newsevents/pressreleases/enforcement20170124a.htm,Press Release,
• BB&T Corporation, Winston-Salem, North Carolina2017-01-25,2019-04-17,,,"BB&T Corporation, Winston-Salem, North Carolina",Cease and Desist Order,/newsevents/pressreleases/enforcement20170127a.htm,Press Release,
• Platte Valley Bank2017-03-06,,,,Platte Valley Bank,"Civil Money Penalty, $33,785",/newsevents/pressreleases/enforcement20170307a.htm,Press Release,
• Santander Holdings USA, Inc., Boston, Massachusetts and Santander Consumer USA, Inc., Dallas, Texas2017-03-21,2021-02-02,,,"Santander Holdings USA, Inc., Boston, Massachusetts and Santander Consumer USA, Inc., Dallas, Texas",Written Agreement,/newsevents/pressreleases/enforcemen
• Bank of Star City2017-03-27,,,,Bank of Star City,"Civil Money Penalty, $11,000",/newsevents/pressreleases/enforcement20170328a.htm,Press Release,
• Deutsche Bank AG, Frankfurt am Main, Germany2017-04-20,2020-02-11,,,"Deutsche Bank AG, Frankfurt am Main, Germany",Cease and Desist Order,/newsevents/pressreleases/enforcement20170420a.htm,Press Release,
• Deutsche Bank AG, Frankfurt am Main, Germany, DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York2017-04-20,2026-08-13,,,"Deutsche Bank AG, Frankfurt am Main, Germany, DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York",Cease and D
• Deutsche Bank AG, Frankfurt am Main, Germany2017-04-20,,,,"Deutsche Bank AG, Frankfurt am Main, Germany","Civil Money Penalty, $19,710,000",/newsevents/pressreleases/enforcement20170420a.htm,Press Release,
• Deutsche Bank AG, Frankfurt am Main, Germany, and DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York2017-04-20,,,,"Deutsche Bank AG, Frankfurt am Main, Germany, and DB USA Corporation, New York, New York, and Deutsche Bank AG New York Branch, New York, New York","Civil Money Pena
• SunTrust Bank, Atlanta, Georgia2017-05-24,,,,"SunTrust Bank, Atlanta, Georgia","Civil Money Penalty, $1,501,000",/newsevents/pressreleases/enforcement20170525b.htm,Press Release,
• Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York2017-05-26,,,,"Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company A
• Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company Americas, New York, New York2017-05-26,,,,"Deutsche Bank AG, Frankfurt, Germany, Deutsche Bank AG New York Branch, New York, New York, DB USA Corporation, New York, New York, and Deutsche Bank Trust Company A
• Everbank Financial Corp, Jacksonville, Florida2017-06-08,,,,"Everbank Financial Corp, Jacksonville, Florida","Civil Money Penalty, $1,800,000",/newsevents/pressreleases/enforcement20170608a.htm,Press Release,
• Bank of New York Mellon Corporation (BNY Mellon)2017-06-27,,,,Bank of New York Mellon Corporation (BNY Mellon),"Civil Money Penalty, $3 million",/newsevents/pressreleases/enforcement20170627a.htm,Press Release,
• Mesquite Financial Services, Inc.2017-07-06,2022-02-08,,,"Mesquite Financial Services, Inc.",Written Agreement,/newsevents/pressreleases/enforcement20170801a.htm,Press Release,
• BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York2017-07-17,2026-06-25,,,"BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York",Cease and Desist Order,/n
• BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York2017-07-17,,,,"BNP PARIBAS S.A., Paris, France, BNP PARIBAS USA, INC., New York, New York, and BNP PARIBAS SECURITIES CORP., New York, New York","Civil Money Penalty, $246,375,000"
• Federal One Holdings, LLC, Milton, Massachusetts and Admirals Bancorp, Inc., Boston, Massachusetts2017-07-28,,,,"Federal One Holdings, LLC, Milton, Massachusetts and Admirals Bancorp, Inc., Boston, Massachusetts",Written Agreement,/newsevents/pressreleases/enforcement20170801a.
• Heartland Bank, Little Rock, Arkansas2017-08-15,2018-01-18,,,"Heartland Bank, Little Rock, Arkansas",Prompt Corrective Action,/newsevents/pressreleases/enforcement20180123a.htm,Press Release,
• The Bank & Trust, S.S.B.2017-08-18,2021-09-17,,,"The Bank & Trust, S.S.B.",Cease and Desist Order,/newsevents/pressreleases/enforcement20170822a.htm,Press Release,"On January 20, 2022, the termination dat
• Markesan State Bank, Markesan, Wisconsin2017-09-08,2019-11-06,,,"Markesan State Bank, Markesan, Wisconsin",Written Agreement,/newsevents/pressreleases/enforcement20170912a.htm,Press Release,
• First Nebraska Bank, Valley, Nebraska2017-09-13,,,,"First Nebraska Bank, Valley, Nebraska","Civil Money Penalty, $55,500",/newsevents/pressreleases/enforcement20170914a.htm,Press Release,
• HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York2017-09-29,2023-08-18,,,"HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforc
• HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York2017-09-29,,,,"HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York","Civil Money Penalty, $175,296,000",/newsevents/pressreleases/enf
• Bank of Gueydan2017-10-06,,,,Bank of Gueydan,"Civil Money Penalty, $7,000",/newsevents/pressreleases/enforcement20171010a.htm,Press Release,
• Farmers State Bank2017-10-06,,,,Farmers State Bank,"Civil Money Penalty, $12,000",/newsevents/pressreleases/enforcement20171010a.htm,Press Release,
• Mid America Bank and Trust Company, Dixon, Missouri2017-10-25,2021-01-04,,,"Mid America Bank and Trust Company, Dixon, Missouri",Consent Order,/newsevents/pressreleases/enforcement20171026a.htm,Press Release,
• Wayne Bank and Trust Company2017-10-31,,,,Wayne Bank and Trust Company,Civil Money Penalty,/newsevents/pressreleases/enforcement20171102a.htm,Press Release,
• Peoples Bank, Lawrence, Kansas2017-11-28,2020-06-25,,,"Peoples Bank, Lawrence, Kansas",Consent Order,/newsevents/pressreleases/enforcement20171128a.htm,Press Release,
• Société Générale (Societe Generale), Paris, France, and Société Générale (Societe Generale) New York Branch, New York, New York2017-12-14,2024-02-26,,,"Société Générale (Societe Generale), Paris, France, and Société Générale (Societe Generale) New York Branch, New York, New York",Cease and Desist Order,/ne
• The PNC Financial Services Group, Inc., Pittsburgh, Pennsylvania2018-01-12,,,,"The PNC Financial Services Group, Inc., Pittsburgh, Pennsylvania","Civil Money Penalty, $3,500,000",/newsevents/pressreleases/enforcement20180112a.htm,Press Release,
• U.S. Bancorp, Minneapolis, Minnesota2018-01-12,,,,"U.S. Bancorp, Minneapolis, Minnesota","Civil Money Penalty, $4,400,000",/newsevents/pressreleases/enforcement20180112a.htm,Press Release,
• CIT Group, Inc., Livingston, New Jersey2018-01-12,,,,"CIT Group, Inc., Livingston, New Jersey","Civil Money Penalty, $5,200,000",/newsevents/pressreleases/enforcement20180112a.htm,Press Release,
• Morgan Stanley, New York, New York2018-01-12,,,,"Morgan Stanley, New York, New York","Civil Money Penalty, $8,000,000",/newsevents/pressreleases/enforcement20180112a.htm,Press Release,
• The Goldman Sachs Group, Inc., New York, New York2018-01-12,,,,"The Goldman Sachs Group, Inc., New York, New York","Civil Money Penalty, $14,000,000",/newsevents/pressreleases/enforcement20180112a.htm,Press Release,
• Goldman Sachs Bank USA, New York, New York2018-01-12,,,,"Goldman Sachs Bank USA, New York, New York","Civil Money Penalty, $90,000",/newsevents/pressreleases/enforcement20180112b.htm,Press Release,
• Mega International Commercial Bank Co., Ltd, Taipei, Taiwan, Mega International Commercial Bank Co., Ltd. New York Branch, New York, New York, Mega International Commercial Bank Co., Ltd. Chicago Branch, Chicago, Illinois, and Mega International Commercial Bank Co., Ltd. Silicon Vally Branch, San Jose, California2018-01-17,2026-03-25,,,"Mega International Commercial Bank Co., Ltd, Taipei, Taiwan, Mega International Commercial Bank Co., Ltd. New York Branch, New York, New York, Mega Interna
• Mega International Commercial Bank Co., Ltd., Taipei, Taiwan2018-01-17,,,,"Mega International Commercial Bank Co., Ltd., Taipei, Taiwan","Civil Money Penalty, $29,000,000",/newsevents/pressreleases/enforcement20180117a.htm,Press Release,
• Wells Fargo & Company, San Francisco, California2018-02-02,2026-03-04,,,"Wells Fargo & Company, San Francisco, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20180202a.htm,Press Release,<a href='/newseve
• Clear Mountain Bank2018-02-12,,,,Clear Mountain Bank,"Civil Money Penalty, $14,000",/newsevents/pressreleases/enforcement20180215b.htm,Press Release,
• U.S. Bancorp and USB Americas Holding Company2018-02-14,2019-12-05,,,U.S. Bancorp and USB Americas Holding Company,Cease and Desist Order,/newsevents/pressreleases/enforcement20180215a.htm,Press Release,
• U.S. Bancorp and USB Americas Holding Company2018-02-14,,,,U.S. Bancorp and USB Americas Holding Company,"Civil Money Penalty, $15,000,000",/newsevents/pressreleases/enforcement20180215a.htm,Press Release,
• Industrial and Commercial Bank of China Ltd., Beijing, People’s Republic of China and Industrial and Commercial Bank of China Ltd. New York Branch, New York, New York2018-03-12,2025-11-05,,,"Industrial and Commercial Bank of China Ltd., Beijing, People’s Republic of China and Industrial and Commercial Bank of China Ltd. New York Branch, New Yor
• Hua Nan Commercial Bank Limited and Hua Nan Commercial Bank Limited New York Agency2018-04-19,2021-01-27,,,Hua Nan Commercial Bank Limited and Hua Nan Commercial Bank Limited New York Agency,Cease and Desist Order,/newsevents/pressreleases/enforcement20180419a.ht
• The Bank of Fayette County2018-04-26,,,,The Bank of Fayette County,"Civil Money Penalty, $12,000",/newsevents/pressreleases/enforcement20180501a.htm,Press Release,
• The Goldman Sachs Group, Inc., New York, New York2018-05-01,2026-03-25,,,"The Goldman Sachs Group, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20180501b.htm,Press Release,
• The Goldman Sachs Group, Inc.2018-05-01,,,,"The Goldman Sachs Group, Inc.","Civil Money Penalty, $54.75 million",/newsevents/pressreleases/enforcement20180501b.htm,Press Release,
• United Bank Limited, Karachi, Pakistan and United Bank Limited, New York Branch, New York, New York2018-07-02,2019-05-20,,,"United Bank Limited, Karachi, Pakistan and United Bank Limited, New York Branch, New York, New York",Written Agreement,/newsevents/pressreleases/enforcemen
• Community Trust Bank, Pikeville, KY2018-07-25,2020-12-07,,,"Community Trust Bank, Pikeville, KY",Cease and Desist Order,/newsevents/pressreleases/enforcement20180726b.htm,Press Release,
• Citigroup, Inc., New York, New York2018-08-10,,,,"Citigroup, Inc., New York, New York","Civil Money Penalty, $8,600,000",/newsevents/pressreleases/enforcement20180810a.htm,Press Release,
• The Bank of New York Mellon2018-08-28,,,,The Bank of New York Mellon,"Civil Money Penalty, $16,000",/newsevents/pressreleases/enforcement20180830a.htm,Press Release,
• AllNations Bank, Calumet, Oklahoma2018-10-22,2021-08-19,,,"AllNations Bank, Calumet, Oklahoma",Written Agreement,/newsevents/pressreleases/enforcement20181025a.htm,Press Release,
• The First State Bank of Dongola, Dongola, Illinois2018-11-07,,,,"The First State Bank of Dongola, Dongola, Illinois","Civil Money Penalty, $15,000",/newsevents/pressreleases/enforcement20181113a.htm,Press Release,
• Société Générale S.A. (Societe Generale S.A), Paris, France2018-11-19,2025-11-05,,,"Société Générale S.A. (Societe Generale S.A), Paris, France",Cease and Desist Order,/newsevents/pressreleases/enforcement20181119a.htm,Press Release,
• Société Générale S.A. (Societe Generale S.A)2018-11-19,,,,Société Générale S.A. (Societe Generale S.A),"Civil Money Penalty, $81,265,000",/newsevents/pressreleases/enforcement20181119a.htm,Press Release,
• MyBank2018-11-26,,,,MyBank,Civil Money Penalty,/newsevents/pressreleases/enforcement20181128a.htm,Press Release,
• Commercial State Bank, Andrews, Texas2018-12-26,2019-03-18,,,"Commercial State Bank, Andrews, Texas",Cease and Desist Order,/newsevents/pressreleases/enforcement20190108a.htm,Press Release,
• Wintrust Financial Corporation, Rosemont, Illinois2019-03-25,,,,"Wintrust Financial Corporation, Rosemont, Illinois","Civil Money Penalty, $1,012,500",/newsevents/pressreleases/enforcement20190228a.htm,Press Release,
• Princeton Capital Holdings LLC, Princeton Capital LLC, and Princap Holdings One LLC2019-04-04,,,,"Princeton Capital Holdings LLC, Princeton Capital LLC, and Princap Holdings One LLC",Written Agreement,/newsevents/pressreleases/enforcement20190416a.htm,Press Relea
• Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York Branch, New York, New York2019-04-08,2026-02-26,,,"Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York Branch, New York, New Y
• Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York Branch, New York, New York2019-04-08,,,,"Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York Branch, New York, New York","Civi
• UniCredit, S.p.A, UniCredit Bank AG, and UniCredit Bank Austria AG2019-04-15,2025-06-05,,,"UniCredit, S.p.A, UniCredit Bank AG, and UniCredit Bank Austria AG",Cease and Desist Order,/newsevents/pressreleases/enforcement20190415a.htm,Press Release
• UniCredit, S.p.A, UniCredit Bank AG, and UniCredit Bank Austria AG2019-04-15,,,,"UniCredit, S.p.A, UniCredit Bank AG, and UniCredit Bank Austria AG","Civil Money Penalty, $157,770,000",/newsevents/pressreleases/enforcement20190415a.htm,Press Rele
• Sumitomo Mitsui Banking Corporation, Tokyo, Japan and Sumitomo Mitsui Banking Corporation New York Branch, New York, New York2019-04-23,2025-09-04,,,"Sumitomo Mitsui Banking Corporation, Tokyo, Japan and Sumitomo Mitsui Banking Corporation New York Branch, New York, New York",Written Agreement,/newsevent
• Adams Bank and Trust, Ogallala, Nebraska2019-05-15,,,,"Adams Bank and Trust, Ogallala, Nebraska","Civil Money Penalty, $69,000",/newsevents/pressreleases/enforcement20190516a.htm,Press Release,
• First Ipswich BankIpswich, Massachusetts2019-08-14,,,,"First Ipswich BankIpswich, Massachusetts",Civil Money Penalty,/newsevents/pressreleases/enforcement20190820a.htm,Press Release,
• Brookline BankBrookline, Massachusetts2019-08-15,,,,"Brookline BankBrookline, Massachusetts",Civil Money Penalty,/newsevents/pressreleases/enforcement20190820a.htm,Press Release,
• First State Bank Nebraska, Lincoln, Nebraska2019-09-03,,,,"First State Bank Nebraska, Lincoln, Nebraska","Civil Money Penalty, $37,000",/newsevents/pressreleases/enforcement20190905a.htm,Press Release,
• SunTrust Bank, Atlanta, Georgia2019-11-19,2021-06-10,,,"SunTrust Bank, Atlanta, Georgia",Consent Order,/newsevents/pressreleases/orders20191119a.htm,Press Release,
• Société Générale (Societe Generale) S.A., Paris, France and Société Générale New York Branch, New York, New York2019-12-17,2025-09-02,,,"Société Générale (Societe Generale) S.A., Paris, France and Société Générale New York Branch, New York, New York",Written Agreement,/newsevents/pressreleas
• United Bank of El Paso del Norte, El Paso, Texas2019-12-30,2022-07-18,,,"United Bank of El Paso del Norte, El Paso, Texas",Cease and Desist Order,/newsevents/pressreleases/enforcement20200109a.htm,Press Release,
• Alden State Bank, Alden, New York2020-01-24,,,,"Alden State Bank, Alden, New York",Civil Money Penalty,/newsevents/pressreleases/enforcement20200130a.htm,Press Release,
• Farmers & Merchants Bank of Craig County2020-02-04,,,,Farmers & Merchants Bank of Craig County,Civil Money Penalty,/newsevents/pressreleases/enforcement20200206a.htm,Press Release,
• Wells Fargo & Company, San Francisco, California2020-04-08,,,,"Wells Fargo & Company, San Francisco, California","Amendment to February 2, 2018 Order to Cease and Desist",/newsevents/pressreleases/enforcement20200408a.htm,Press
• Amboy Bank, Old Bridge, New Jersey2020-04-14,,,,"Amboy Bank, Old Bridge, New Jersey",Civil Money Penalty,/newsevents/pressreleases/enforcement20200416a.htm,Press Release,
• Bank of Clarke County, Berryville, Virginia2020-04-15,,,,"Bank of Clarke County, Berryville, Virginia",Civil Money Penalty,/newsevents/pressreleases/enforcement20200416a.htm,Press Release,
• Bank Hapoalim B.M., Tel Aviv, Israel2020-04-30,,,,"Bank Hapoalim B.M., Tel Aviv, Israel",Cease and Desist Order,/newsevents/pressreleases/enforcement20200430a.htm,Press Release,
• Bank Hapoalim B.M., Tel Aviv, Israel2020-04-30,,,,"Bank Hapoalim B.M., Tel Aviv, Israel","Civil Money Penalty, $37,350,000",/newsevents/pressreleases/enforcement20200430a.htm,Press Release,
• East West Bank, Pasadena, California2020-06-08,,,,"East West Bank, Pasadena, California",Civil Money Penalty,/newsevents/pressreleases/enforcement20200609a.htm,Press Release,
• Benchmark Community Bank, Kenbridge, Virginia2020-06-25,,,,"Benchmark Community Bank, Kenbridge, Virginia",Civil Money Penalty,/newsevents/pressreleases/enforcement20200630a.htm,Press Release,
• Putnam County Bank, Hurricane, West Virginia2020-07-01,,,,"Putnam County Bank, Hurricane, West Virginia",Civil Money Penalty,/newsevents/pressreleases/enforcement20200702a.htm,Press Release,
• Capital One Financial Corporation, McLean, Virginia2020-08-04,2023-07-05,,,"Capital One Financial Corporation, McLean, Virginia",Cease and Desist Order,/newsevents/pressreleases/enforcement20200806a.htm,Press Release,
• Atlantic Community Bankers Bank, Camp Hill, Pennsylvania2020-09-28,2023-03-01,,,"Atlantic Community Bankers Bank, Camp Hill, Pennsylvania",Written Agreement,/newsevents/pressreleases/enforcement20201001a.htm,Press Release,
• Citigroup, Inc., New York, New York2020-10-07,,,,"Citigroup, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20201007a.htm,Press Release,
• M&T Bank, Buffalo, NY2020-10-14,,,,"M&T Bank, Buffalo, NY",Civil Money Penalty,/newsevents/pressreleases/enforcement20201015a.htm,Press Release,
• The Goldman Sachs Group, Inc., New York, New York2020-10-22,2025-12-04,,,"The Goldman Sachs Group, Inc., New York, New York",Cease and Desist Order,/newsevents/pressreleases/enforcement20201022a.htm,Press Release,
• The Goldman Sachs Group, Inc., New York, New York2020-10-22,,,,"The Goldman Sachs Group, Inc., New York, New York",Civil Money Penalty,/newsevents/pressreleases/enforcement20201022a.htm,Press Release,
• Farmers Bank & Trust Company2020-11-06,,,,Farmers Bank & Trust Company,Civil Money Penalty,/newsevents/pressreleases/enforcement20201110a.htm,Press Release,
• Craco, Inc., Vinita, Oklahoma2020-11-13,2021-06-09,,,"Craco, Inc., Vinita, Oklahoma",Written Agreement,/newsevents/pressreleases/enforcement20201119a.htm,Press Release,
• Credit Suisse Group AG, Zurich, Switzerland; Credit Suisse AG, Zurich, Switzerland; Credit Suisse Holdings (USA), Inc., New York, New York; and Credit Suisse AG, New York Branch, New York, New York2020-12-22,2025-12-02,,,"Credit Suisse Group AG, Zurich, Switzerland; Credit Suisse AG, Zurich, Switzerland; Credit Suisse Holdings (USA), Inc., New York, New York; and Credit Suis
• Allegiant United Holdings, LLC, Irvine, California; Nano Financial Holdings, Inc., Irvine, California; and Nano Banc, Irvine, California2021-02-24,,,,"Allegiant United Holdings, LLC, Irvine, California; Nano Financial Holdings, Inc., Irvine, California; and Nano Banc, Irvine, California",Written Agreement,/newseven
• Bryn Mawr Trust Company, Bryn Mawr, PA2021-03-16,,,,"Bryn Mawr Trust Company, Bryn Mawr, PA",Civil Money Penalty,/newsevents/pressreleases/enforcement20210318a.htm,Press Release,
• Orient Bancorporation, San Francisco, California; Bank of the Orient, San Francisco, California2021-03-18,2023-04-20,,,"Orient Bancorporation, San Francisco, California; Bank of the Orient, San Francisco, California",Written Agreement,/newsevents/pressreleases/enforcement202
• The Missouri Bank2021-03-31,,,,The Missouri Bank,Civil Money Penalty,/newsevents/pressreleases/enforcement20210408a.htm,Press Release,
• The Yellowstone Bank, Laurel, Montana2021-04-16,,,,"The Yellowstone Bank, Laurel, Montana",Civil Money Penalty,/newsevents/pressreleases/enforcement20210422a.htm,Press Release,
• Iowa Prairie Bank, Brunsville, Iowa2021-04-20,2022-01-04,,,"Iowa Prairie Bank, Brunsville, Iowa",Written Agreement,/newsevents/pressreleases/enforcement20210422a.htm,Press Release,
• First Vision Bank, Tullahoma, Tennessee2021-06-30,,,,"First Vision Bank, Tullahoma, Tennessee",Civil Money Penalty,/newsevents/pressreleases/enforcement20210701a.htm,Press Release,
• Texico Bancshares Corporation, Texico, Illinois and Texico State Bank, Texico, Illinois2021-07-15,2022-03-16,,,"Texico Bancshares Corporation, Texico, Illinois and Texico State Bank, Texico, Illinois",Cease and Desist Order,/newsevents/pressreleases/enforcement202107
• Commercial Bank, Harrogate, TN2021-07-30,,,,"Commercial Bank, Harrogate, TN",Civil Money Penalty,/newsevents/pressreleases/enforcement20210803a.htm,Press Release,
• South Shore Bank, Weymouth, Massachusetts2021-08-10,,,,"South Shore Bank, Weymouth, Massachusetts",Civil Money Penalty,/newsevents/pressreleases/enforcement20210812a.htm,Press Release,
• Dime Community Bank, Hauppauge, New York2021-08-11,,,,"Dime Community Bank, Hauppauge, New York",Civil Money Penalty,/newsevents/pressreleases/enforcement20210812a.htm,Press Release,
• Pioneer Bank, Mapleton, Minnesota2021-10-05,,,,"Pioneer Bank, Mapleton, Minnesota",Civil Money Penalty,/newsevents/pressreleases/enforcement20211007a.htm,Press Release,
• Mashreqbank PSC, Dubai, United Arab Emirates2021-10-26,,,,"Mashreqbank PSC, Dubai, United Arab Emirates",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20211109a.htm,Press Release,
• Industrial and Commercial Bank of China, Ltd., Beijing, People's Republic of China; Industrial and Commercial Bank of China, Ltd, New York Branch, New York, New York2021-11-04,2026-02-27,,,"Industrial and Commercial Bank of China, Ltd., Beijing, People's Republic of China; Industrial and Commercial Bank of China, Ltd, New York Branch, New York
• Allegiant United Holdings, LLC; Nano Financial Holdings, Inc.; Nano Banc2022-01-18,2025-03-20,,,"Allegiant United Holdings, LLC; Nano Financial Holdings, Inc.; Nano Banc",Cease and Desist Order,/newsevents/pressreleases/enforcement20220118a.htm,Press R
• First Midwest Bank2022-02-08,,,,First Midwest Bank,Civil Money Penalty,/newsevents/pressreleases/enforcement20220210a.htm,Press Release,
• National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan New York Branch, New York, NY2022-02-22,2024-12-02,,,"National Bank of Pakistan, Karachi, Pakistan and National Bank of Pakistan New York Branch, New York, NY","Cease and Desist Order and Civil Money Penalty,
• Evolve Bank & Trust, West Memphis, Arkansas2022-06-15,,,,"Evolve Bank & Trust, West Memphis, Arkansas",Civil Money Penalty,/newsevents/pressreleases/enforcement20220621a.htm,Press Release,
• North American Banking Company, Roseville, Minnesota2022-06-15,,,,"North American Banking Company, Roseville, Minnesota",Civil Money Penalty,/newsevents/pressreleases/enforcement20220621a.htm,Press Release,
• Easthampton Savings Bank, Easthampton, Massachusetts2022-07-06,,,,"Easthampton Savings Bank, Easthampton, Massachusetts",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20220707a.htm,Press Rele
• EagleBank2022-08-15,,,,EagleBank,Civil Money Penalty,/newsevents/pressreleases/enforcement20220816a.htm,Press Release,
• Customers Bank, Malvern, Pennsylvania2022-09-22,,,,"Customers Bank, Malvern, Pennsylvania",Civil Money Penalty,/newsevents/pressreleases/enforcement20220927a.htm,Press Release,
• Deutsche Bank Trust Company Americas, New York, New York2022-11-23,,,,"Deutsche Bank Trust Company Americas, New York, New York",Civil Money Penalty,/newsevents/pressreleases/enforcement20221201a.htm,Press Release,
• Popular Bank, New York, New York2023-01-20,,,,"Popular Bank, New York, New York",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230124a.htm,Press Release,
• Riverbend Financial Corporation, Fort Worth, Texas2023-02-14,2025-10-27,,,"Riverbend Financial Corporation, Fort Worth, Texas",Written Agreement,/newsevents/pressreleases/enforcement20230216a.htm,Press Release,
• Wells Fargo & Company, San Francisco, California2023-03-24,,,,"Wells Fargo & Company, San Francisco, California",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230330a.htm,Press Release,
• Perry County Bancorp Inc., Du Quoin, Illinois and Du Quoin State Bank, Du Quoin, Illinois2023-04-26,2025-05-07,,,"Perry County Bancorp Inc., Du Quoin, Illinois and Du Quoin State Bank, Du Quoin, Illinois",Written Agreement,https://www.federalreserve.gov/newsevents/pres
• Silvergate Capital Corporation, La Jolla, California and Silvergate Bank, La Jolla, California2023-05-23,2024-07-23,,,"Silvergate Capital Corporation, La Jolla, California and Silvergate Bank, La Jolla, California",Cease and Desist Order,https://www.federalreserve.gov/newse
• AgCom Holdings, Inc., Maxwell, Iowa2023-06-09,,,,"AgCom Holdings, Inc., Maxwell, Iowa",Written Agreement,/newsevents/pressreleases/enforcement20230615a.htm,Press Release,
• Lake Shore MHC, Dunkirk, New York and Lake Shore Bancorp Inc., Dunkirk, New York2023-06-28,2025-03-04,,,"Lake Shore MHC, Dunkirk, New York and Lake Shore Bancorp Inc., Dunkirk, New York",Written Agreement,/newsevents/pressreleases/enforcement20230630a.htm,Pres
• Herring Bancorp, Inc., Amarillo, Texas2023-06-29,,,,"Herring Bancorp, Inc., Amarillo, Texas",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230706a.htm,Press Release,
• Quontic Bank Acquisition Corp., Astoria, New York, and Quontic Bank Holdings Corp., Astoria, New York2023-07-05,,,,"Quontic Bank Acquisition Corp., Astoria, New York, and Quontic Bank Holdings Corp., Astoria, New York",Written Agreement,https://www.federalreserve.gov/newsevents/pr
• Deutsche Bank AG, Frankfurt, Germany; Deutsche Bank AG New York Branch, New York, New York; DB USA Corporation, New York, New York; Deutsche Bank Trust Company Americas, New York, New York; DWS USA Corporation, New York, New York2023-07-13,,,,"Deutsche Bank AG, Frankfurt, Germany; Deutsche Bank AG New York Branch, New York, New York; DB USA Corporation, New York, New York; Deutsche Bank Trust Company Ameri
• Deutsche Bank AG, Frankfurt, Germany; Deutsche Bank AG New York Branch, New York, New York; DB USA Corporation, New York, New York; Deutsche Bank Trust Company Americas, New York, New York; DWS USA Corporation, New York, New York2023-07-17,,,,"Deutsche Bank AG, Frankfurt, Germany; Deutsche Bank AG New York Branch, New York, New York; DB USA Corporation, New York, New York; Deutsche Bank Trust Company Ameri
• Farmington State Bank, Farmington, Washington; FBH Corporation, Baltimore, Maryland2023-07-18,2024-01-23,,,"Farmington State Bank, Farmington, Washington; FBH Corporation, Baltimore, Maryland",Cease and Desist Order,/newsevents/pressreleases/enforcement20230817a.
• UBS Group AG, Zurich, Switzerland, Credit Suisse AG, Zurich, Switzerland, Credit Suisse Holdings (USA), Inc., New York, New York, Credit Suisse AG, New York Branch, New York, New York2023-07-21,2026-05-12,,,"UBS Group AG, Zurich, Switzerland, Credit Suisse AG, Zurich, Switzerland, Credit Suisse Holdings (USA), Inc., New York, New York, Credit Suisse AG, New Yor
• Regions Bank, Birmingham, Alabama2023-08-14,,,,"Regions Bank, Birmingham, Alabama",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230822a.htm,Press Release,
• Gardner Bancshares, Inc., Lenexa, Kansas and Small Business Bank, Lenexa, Kansas2023-09-01,,,,"Gardner Bancshares, Inc., Lenexa, Kansas and Small Business Bank, Lenexa, Kansas",Cease and Desist Order,/newsevents/pressreleases/enforcement20230905a.htm,Press Rel
• One American Financial Corporation, Sioux Falls, South Dakota2023-09-29,,,,"One American Financial Corporation, Sioux Falls, South Dakota",Written Agreement,/newsevents/pressreleases/enforcement20231005a.htm,Press Release,
• Metropolitan Commercial Bank, New York, New York2023-10-16,2025-12-04,,,"Metropolitan Commercial Bank, New York, New York","Cease and Desist Order, Civil Money Penalty",/newsevents/pressreleases/enforcement20231019a.htm,Press Re
• Marblehead Bancorp, Marblehead, Ohio and Marblehead Bank, Marblehead, Ohio2023-12-15,2025-01-17,,,"Marblehead Bancorp, Marblehead, Ohio and Marblehead Bank, Marblehead, Ohio",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enfor
• Industrial and Commercial Bank of China Ltd., Beijing, People’s Republic of China and Industrial and Commercial Bank of China Ltd. New York Branch, New York, New York2024-01-16,2026-02-26,,,"Industrial and Commercial Bank of China Ltd., Beijing, People’s Republic of China and Industrial and Commercial Bank of China Ltd. New York Branch, New Yor
• Peoples-Marion Bancorp, Inc., Marion, Kentucky and The Peoples Bank, Marion, Kentucky2024-01-22,,,,"Peoples-Marion Bancorp, Inc., Marion, Kentucky and The Peoples Bank, Marion, Kentucky",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enfo
• Select Bank, Forest, Virginia2024-02-09,,,,"Select Bank, Forest, Virginia",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240213a.htm,Press Release,
• JPMorgan Chase & Co., New York, New York2024-03-08,2025-12-04,,,"JPMorgan Chase & Co., New York, New York","Cease and Desist Order, Civil Money Penalty",https://www.federalreserve.gov/newsevents/pressreleases/enforcement
• First & Peoples Bancshares, Inc., Russell, Kentucky2024-03-13,,,,"First & Peoples Bancshares, Inc., Russell, Kentucky",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240314a.htm,Press Release
• Mode Eleven Bancorp, Hulett, Wyoming2024-03-28,,,,"Mode Eleven Bancorp, Hulett, Wyoming",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240404a.htm,Press Release,
• Steele Bancshares, Tyler, Texas and American State Bank, Arp, Texas2024-03-29,,,,"Steele Bancshares, Tyler, Texas and American State Bank, Arp, Texas",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240404a.h
• First Citizens Bank of Butte, Butte, Montana2024-05-02,2025-10-28,,,"First Citizens Bank of Butte, Butte, Montana",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240507a.htm,Press Rele
• Silvergate Capital Corporation, La Jolla, California; and Silvergate Bank, La Jolla, California2024-06-04,,,,"Silvergate Capital Corporation, La Jolla, California; and Silvergate Bank, La Jolla, California",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressr
• Evolve Bancorp, Inc., West Memphis, Arkansas and Evolve Bank & Trust, West Memphis, Arkansas2024-06-11,,,,"Evolve Bancorp, Inc., West Memphis, Arkansas and Evolve Bank & Trust, West Memphis, Arkansas",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressr
• Pedcor Financial, LLC, Carmel, Indiana, Pedcor Financial Bancorp, Carmel, Indiana, Fidelity Federal Bancorp, Evansville, Indiana2024-06-18,,,,"Pedcor Financial, LLC, Carmel, Indiana, Pedcor Financial Bancorp, Carmel, Indiana, Fidelity Federal Bancorp, Evansville, Indiana",Written Agreement,https://www.feder
• Citigroup, Inc., New York, New York2024-07-10,,,,"Citigroup, Inc., New York, New York",Civil Money Penalty,/newsevents/pressreleases/enforcement20240710a.htm,Press Release,
• Jiko Group Inc., San Francisco, California2024-07-16,2026-06-23,,,"Jiko Group Inc., San Francisco, California",Cease and Desist Order,/newsevents/pressreleases/enforcement20240719a.htm,Press Release,
• North Shore Bank of Commerce, Duluth, Minnesota2024-07-18,,,,"North Shore Bank of Commerce, Duluth, Minnesota",Civil Money Penalty,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240723a.htm,Press Release,
• Green Dot Bank, Provo, Utah and Green Dot Corporation, Austin, Texas2024-07-19,,,,"Green Dot Bank, Provo, Utah and Green Dot Corporation, Austin, Texas","Cease and Desist Order, Civil Money Penalty",/newsevents/pressreleases/enforcement20240719b.ht
• Customers Bancorp, Inc., West Reading, Pennsylvania and Customers Bank, Malvern, Pennsylvania2024-08-05,,,,"Customers Bancorp, Inc., West Reading, Pennsylvania and Customers Bank, Malvern, Pennsylvania",Written Agreement,/newsevents/pressreleases/enforcement20240808a.htm,P
• Heritage Bancshares Group Inc. Employee Stock Ownership Plan and Trust, Spicer, Minnesota and Heritage Bancshares Group, Inc., Spicer, Minnesota2024-08-06,,,,"Heritage Bancshares Group Inc. Employee Stock Ownership Plan and Trust, Spicer, Minnesota and Heritage Bancshares Group, Inc., Spicer, Minnesota",Written Agreement,/
• SNB Bancshares, Inc., Eufaula, Oklahoma, and Bank of Eufaula, Eufaula, Oklahoma2024-08-07,,,,"SNB Bancshares, Inc., Eufaula, Oklahoma, and Bank of Eufaula, Eufaula, Oklahoma",Written Agreement,/newsevents/pressreleases/enforcement20240815a.htm,Press Release,
• First Interstate Bank, Billings, Montana2024-08-28,,,,"First Interstate Bank, Billings, Montana",Civil Money Penalty,/newsevents/pressreleases/enforcement20240904a.htm,Press Release,
• United Texas Bank, Dallas, Texas2024-08-29,,,,"United Texas Bank, Dallas, Texas",Cease and Desist Order,/newsevents/pressreleases/enforcement20240904a.htm,Press Release,
• Fieldpoint Private Holdings, Inc., Greenwich, Connecticut and Fieldpoint Private Bank and Trust, Greenwich, Connecticut2024-09-04,,,,"Fieldpoint Private Holdings, Inc., Greenwich, Connecticut and Fieldpoint Private Bank and Trust, Greenwich, Connecticut",Written Agreement,/newsevents/pressreleases/
• Opportunity Bank of Montana, Helena, Montana2024-09-30,,,,"Opportunity Bank of Montana, Helena, Montana",Civil Money Penalty,/newsevents/pressreleases/enforcement20241003a.htm,Press Release,
• Toronto-Dominion Bank, Toronto, Canada; TD Group U.S. Holdings, LLC, Cherry Hill, New Jersey; and TD Bank U.S. Holding Company, Cherry Hill, New Jersey2024-10-09,,,,"Toronto-Dominion Bank, Toronto, Canada; TD Group U.S. Holdings, LLC, Cherry Hill, New Jersey; and TD Bank U.S. Holding Company, Cherry Hill, New Jersey","Cease and D
• U & I Financial Corp., Lynnwood, Washington and UniBank, Lynnwood, Washington2024-10-21,,,,"U & I Financial Corp., Lynnwood, Washington and UniBank, Lynnwood, Washington",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcement2
• Industry Bancshares, Inc., Industry, Texas2024-11-13,2025-07-10,,,"Industry Bancshares, Inc., Industry, Texas",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20241119a.htm,Press R
• Small Business Bank, Lenexa, Kansas2024-11-13,,,,"Small Business Bank, Lenexa, Kansas",Cease and Desist Order,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20241119a.htm,Press Release,
• First of Murphysboro Corp., Murphysboro, Illinois2024-11-25,,,,"First of Murphysboro Corp., Murphysboro, Illinois",Cease and Desist Order,/newsevents/pressreleases/enforcement20241203a.htm,Press Release,
• Lineage Financial Network, Franklin, Tennessee2024-12-04,,,,"Lineage Financial Network, Franklin, Tennessee",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20241219a.htm,Press Release,
• Frankewing Bancshares, Inc., Frankewing, Tennessee2025-02-20,,,,"Frankewing Bancshares, Inc., Frankewing, Tennessee",Cease and Desist Order,/newsevents/pressreleases/enforcement20250320a.htm,Press Release,
• Bank of Hawaii, Honolulu, Hawaii2025-02-24,,,,"Bank of Hawaii, Honolulu, Hawaii",Civil Money Penalty,/newsevents/pressreleases/enforcement20250320a.htm,Press Release,
• Discover Financial Services, Riverwoods, Illinois and DFS Services LLC, Riverwoods, Illinois2025-04-18,,,,"Discover Financial Services, Riverwoods, Illinois and DFS Services LLC, Riverwoods, Illinois","Civil Money Penalty, $100,000,000, and Cease and Desist Order",/newsev
• Belt Valley Bank, Belt, Montana2025-09-12,,,,"Belt Valley Bank, Belt, Montana",Civil Money Penalty,/newsevents/pressreleases/enforcement20251106a.htm,Press Release,
• The Halstead Bank, Halstead, Kansas2025-09-12,,,,"The Halstead Bank, Halstead, Kansas",Civil Money Penalty,/newsevents/pressreleases/enforcement20251106a.htm,Press Release,
• Community Bankshares, Inc., LaGrange, Georgia2026-04-14,2026-06-25,,,"Community Bankshares, Inc., LaGrange, Georgia",Cease and Desist Order,/newsevents/pressreleases/enforcement20260416a.htm,Press Release,
• Small Business Bank, Lenexa, Kansas2026-06-29,,,,"Small Business Bank, Lenexa, Kansas",Prompt Corrective Action,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20260702a.htm,Press Release,
• TS Banking Group, Inc., Treynor, Iowa and TS Contrarian Bancshares, Inc., Treynor, Iowa2026-07-06,,,,"TS Banking Group, Inc., Treynor, Iowa and TS Contrarian Bancshares, Inc., Treynor, Iowa",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/en
• Iuka Bancshares, Inc., Salem, Illinois and The Iuka State Bank, Salem, Illinois2026-07-15,,,,"Iuka Bancshares, Inc., Salem, Illinois and The Iuka State Bank, Salem, Illinois",Written Agreement,https://www.federalreserve.gov/newsevents/pressreleases/enforcemen
• SouthPoint Bancshares, Inc., Birmingham, Alabama · Written Agreement · 2026-08-142026-08-14,,,,"SouthPoint Bancshares, Inc., Birmingham, Alabama",Written Agreement,/newsevents/pressreleases/enforcement20260820b.htm,Press Release,

← records 801–1,200 · All of Federal Reserve enforcement actions against banks and holding companies: action type, effective date and whether it has been terminated